144: Filer Information
Filer CIK | 0001990620 |
Filer CCC | XXXXXXXX |
Is this a LIVE or TEST Filing? | ![]() ![]() |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Form 144 Filer Information |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 | |
FORM 144 |
Filer CIK | 0001990620 |
Filer CCC | XXXXXXXX |
Is this a LIVE or TEST Filing? | ![]() ![]() |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Name of Issuer | Li-Cycle Holdings Corp. |
SEC File Number | 001-40733 |
Address of Issuer | C/O LI-CYCLE CORP. 207 Queens Quay West, Suite 590 Toronto ONTARIO, CANADA M5J 1A7 |
Phone | 877-542-9253 |
Name of Person for Whose Account the Securities are To Be Sold | Wellings Mark |
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account
the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given
as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales
for the account of the person filing this notice.
| |
Relationship to Issuer | Director |
Title of the Class of Securities To Be Sold | Name and Address of the Broker | Number of Shares or Other Units To Be Sold | Aggregate Market Value | Number of Shares or Other Units Outstanding | Approximate Date of Sale | Name the Securities Exchange |
---|---|---|---|---|---|---|
Common Shares | Morgan Stanley Wealth Management Canada Inc. 140 4th Avenue SW; Suite 2740 Calgary A0 T2P-3n3 | 70000 | 42525.00 | 179082557 | 05/23/2024 | NYSE |
Title of the Class | Date you Acquired | Nature of Acquisition Transaction | Name of Person from Whom Acquired | Is this a Gift? | Date Donor Acquired | Amount of Securities Acquired | Date of Payment | Nature of Payment * |
---|---|---|---|---|---|---|---|---|
Common Shares | 05/23/2024 | Common shares to be issued on settlement of previously granted RSUs | Issuer | ![]() | 126582 | 05/23/2024 | Equity Compensation |
Name and Address of Seller | Title of Securities Sold | Date of Sale | Amount of Securities Sold | Gross Proceeds |
---|---|---|---|---|
Mark Wellings c/o Li-Cycle Holdings Corp. 207 Queens Quay West, Suite 590 Toronto A6 M5J 1A7 | Common Shares | 05/01/2024 | 15612 | 10355.44 |
Remarks | The Reporting Person will be selling an estimated amount of common shares set forth herein pursuant to automatic sell to cover transactions that do no represent a discretionary trade by the Reporting Person in order to pay the tax liability arising from the vesting and settlement of restricted stock units. The aggregate market value estimate is based on the closing price of the Issuer's common shares on May 21, 2024 at $0.6075 per common share. |
Date of Notice | 05/22/2024 |
ATTENTION: | |
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date. | |
Signature | /s/Carl DeLuca, as attorney-in-fact for Mark Wellings |
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) |