0000950170-23-073892.txt : 20231229 0000950170-23-073892.hdr.sgml : 20231229 20231229164550 ACCESSION NUMBER: 0000950170-23-073892 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231229 FILED AS OF DATE: 20231229 DATE AS OF CHANGE: 20231229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wellings Mark CENTRAL INDEX KEY: 0001990620 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40733 FILM NUMBER: 231528262 MAIL ADDRESS: STREET 1: C/O LI-CYCLE HOLDINGS CORP. STREET 2: 207 QUEENS QUAY WEST, SUITE 590 CITY: TORONTO STATE: A6 ZIP: M5J 1A7 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Li-Cycle Holdings Corp. CENTRAL INDEX KEY: 0001828811 STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: C/O LI-CYCLE CORP. STREET 2: 10-2351 ROYAL WINDSOR DRIVE CITY: MISSISSAUGA STATE: A6 ZIP: L5J 4S7 BUSINESS PHONE: 4165833509 MAIL ADDRESS: STREET 1: C/O LI-CYCLE CORP. STREET 2: 10-2351 ROYAL WINDSOR DRIVE CITY: MISSISSAUGA STATE: A6 ZIP: L5J 4S7 3 1 ownership.xml 3 X0206 3 2023-12-29 0 0001828811 Li-Cycle Holdings Corp. LICY 0001990620 Wellings Mark C/O LI-CYCLE HOLDINGS CORP. 207 QUEENS QUAY WEST, SUITE 590 TORONTO A6 M5J 1A7 ONTARIO, CANADA true false false false Common Shares 184770 D Common Shares 230234 I By ZCR Corp. Stock Option (right to buy) 0.37 2021-08-10 2024-07-19 Common Shares 87003 D Includes 156,243 restricted stock units ("RSUs") awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp subject to time-vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date. Consists of common shares held by ZCR Corp. Mr. Wellings is the sole owner of ZCR Corp. and has voting or investment control over the common shares held by ZCR Corp. Exhibit List - Exhibit 24.1 - Power of Attorney This Form 3 is being filed because, beginning January 1, 2024, the Issuer will no longer be eligible to use the forms and rules designated by the Securities and Exchange Commission for foreign private issuers (as defined in Rule 3b-4 of the Securities Exchange Act of 1934, as amended). /s/ Carl DeLuca, attorney-in-fact on behalf of Mark Wellings 2023-12-29 EX-24.1 2 licy-ex24_1.htm EX-24.1 EX-24.1

POWER OF ATTORNEY

 

With respect to holdings of and transactions in securities issued by Li-Cycle Holdings Corp. (the “Company”), the undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, to act as the undersigned’s true and lawful attorney- in-fact to:

 

1.

execute for and on behalf of the undersigned, Schedules 13D and 13G in accordance with Section 13 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules thereunder, Forms 3, 4, and 5 in accordance with Section 16 of the Exchange Act and the rules thereunder and Form 144 in accordance with Rule 144 of the Securities Act of 1933, as

amended (the “Securities Act”) and the rules thereunder;

2.

do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Schedule 13D or 13G or Form 3, 4 or 5 or Form 144, complete and execute any amendment or amendments thereto, and timely file such schedule or form

with the SEC and any stock exchange or similar authority; and

3.

take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such

attorney-in-fact’s discretion.

 

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, hereby ratifying and confirming all that such attorney-in-fact, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted.

 

The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 13 and Section 16 of the Exchange Act and Rule 144 of the Securities Act.

 

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Schedule 13D and 13G, Forms 3, 4 and 5 and a Form 144 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

 

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to

be executed as of this 19th day of Sept., 2023.

 

 

/s/Mark Wellings

Name: Mark Wellings

 

 

 

 

Schedule A

 

Individuals Appointed as Attorney-in-Fact

 

1.
Ajay Kochhar (Co-Founder, President & CEO and Executive Director of the Company)
2.
Timothy Johnston (Co-Founder and Executive Chair of the Company)
3.
Carl DeLuca (General Counsel and Corporate Secretary of the Company)
4.
Jelena Fried (Legal Director of the Company)
5.
Gloria Berger (Senior Law Clerk of the Company)