0001104659-21-148680.txt : 20211210 0001104659-21-148680.hdr.sgml : 20211210 20211210171014 ACCESSION NUMBER: 0001104659-21-148680 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211208 FILED AS OF DATE: 20211210 DATE AS OF CHANGE: 20211210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zimowski Mark CENTRAL INDEX KEY: 0001871463 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39817 FILM NUMBER: 211486219 MAIL ADDRESS: STREET 1: C/O GIDDY INC. STREET 2: 451 BROADWAY, 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Boxed, Inc. CENTRAL INDEX KEY: 0001828672 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 853316188 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 451 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: (646) 586-5599 MAIL ADDRESS: STREET 1: 451 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: Seven Oaks Acquisition Corp. DATE OF NAME CHANGE: 20201015 4 1 tm2135056-5_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-12-08 0 0001828672 Boxed, Inc. BOXD 0001871463 Zimowski Mark C/O 451 BROADWAY NEW YORK NY 10013 0 1 0 0 Chief Financial Officer Stock Option 2.46 2021-12-08 4 A 0 17904 A 2026-10-26 Common Stock 17904 17904 D Stock Option 3.21 2021-12-08 4 A 0 3225 A 2027-11-08 Common Stock 3225 3225 D Stock Option 3.34 2021-12-08 4 A 0 4744 A 2028-08-15 Common Stock 4744 4744 D Stock Option 3.34 2021-12-08 4 A 0 9489 A 2028-11-07 Common Stock 9489 9489 D Stock Option 3.16 2021-12-08 4 A 0 9745 A 2030-07-28 Common Stock 9745 9745 D Stock Option 1.57 2021-12-08 4 A 0 79683 A 2023-03-15 Common Stock 79683 79683 D On December 8, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of June 13, 2021, by and among the Issuer, Blossom Merger Sub, Inc. ("Merger Sub"), Blossom Merger Sub II, LLC ("Merger Sub II") and Giddy Inc. ("Boxed"), upon the effective time of the transactions contemplated thereby, each outstanding option to purchase shares of Boxed common stock (each a "Boxed Option") was automatically cancelled and converted into an option to purchase a number of shares of common stock of the Issuer equal to (i) the number of shares of Boxed common stock subject to the applicable Boxed Option multiplied by (ii) approximately 0.9498, rounded down to the nearest whole share. This stock option is fully vested and currently exercisable. This stock option vests in 48 monthly installments beginning on June 1, 2018. This stock option vests in 48 monthly installments beginning on November 1, 2018. This stock option vests in 48 monthly installments beginning on July 27, 2020. This stock option vests with respect to 50% of the options on December 9, 2021 and as to the remaining 50% in 6 monthly installments thereafter. /s/ Keri Fessler, Attorney-in-Fact 2021-12-10