0001104659-21-148680.txt : 20211210
0001104659-21-148680.hdr.sgml : 20211210
20211210171014
ACCESSION NUMBER: 0001104659-21-148680
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211208
FILED AS OF DATE: 20211210
DATE AS OF CHANGE: 20211210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zimowski Mark
CENTRAL INDEX KEY: 0001871463
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39817
FILM NUMBER: 211486219
MAIL ADDRESS:
STREET 1: C/O GIDDY INC.
STREET 2: 451 BROADWAY, 2ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10013
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Boxed, Inc.
CENTRAL INDEX KEY: 0001828672
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961]
IRS NUMBER: 853316188
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 451 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10013
BUSINESS PHONE: (646) 586-5599
MAIL ADDRESS:
STREET 1: 451 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10013
FORMER COMPANY:
FORMER CONFORMED NAME: Seven Oaks Acquisition Corp.
DATE OF NAME CHANGE: 20201015
4
1
tm2135056-5_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-12-08
0
0001828672
Boxed, Inc.
BOXD
0001871463
Zimowski Mark
C/O 451 BROADWAY
NEW YORK
NY
10013
0
1
0
0
Chief Financial Officer
Stock Option
2.46
2021-12-08
4
A
0
17904
A
2026-10-26
Common Stock
17904
17904
D
Stock Option
3.21
2021-12-08
4
A
0
3225
A
2027-11-08
Common Stock
3225
3225
D
Stock Option
3.34
2021-12-08
4
A
0
4744
A
2028-08-15
Common Stock
4744
4744
D
Stock Option
3.34
2021-12-08
4
A
0
9489
A
2028-11-07
Common Stock
9489
9489
D
Stock Option
3.16
2021-12-08
4
A
0
9745
A
2030-07-28
Common Stock
9745
9745
D
Stock Option
1.57
2021-12-08
4
A
0
79683
A
2023-03-15
Common Stock
79683
79683
D
On December 8, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of June 13, 2021, by and among the Issuer, Blossom Merger Sub, Inc. ("Merger Sub"), Blossom Merger Sub II, LLC ("Merger Sub II") and Giddy Inc. ("Boxed"), upon the effective time of the transactions contemplated thereby, each outstanding option to purchase shares of Boxed common stock (each a "Boxed Option") was automatically cancelled and converted into an option to purchase a number of shares of common stock of the Issuer equal to (i) the number of shares of Boxed common stock subject to the applicable Boxed Option multiplied by (ii) approximately 0.9498, rounded down to the nearest whole share.
This stock option is fully vested and currently exercisable.
This stock option vests in 48 monthly installments beginning on June 1, 2018.
This stock option vests in 48 monthly installments beginning on November 1, 2018.
This stock option vests in 48 monthly installments beginning on July 27, 2020.
This stock option vests with respect to 50% of the options on December 9, 2021 and as to the remaining 50% in 6 monthly installments thereafter.
/s/ Keri Fessler, Attorney-in-Fact
2021-12-10