0001104659-24-056997.txt : 20240503 0001104659-24-056997.hdr.sgml : 20240503 20240503162718 ACCESSION NUMBER: 0001104659-24-056997 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240307 FILED AS OF DATE: 20240503 DATE AS OF CHANGE: 20240503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Piconi Robert CENTRAL INDEX KEY: 0001898769 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39982 FILM NUMBER: 24913582 MAIL ADDRESS: STREET 1: C/O HEALTHCARE AI ACQUISITION STREET 2: 7 STANLEY GARDENS CITY: LONDON STATE: X0 ZIP: W112ND ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Energy Vault Holdings, Inc. CENTRAL INDEX KEY: 0001828536 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 853230987 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4360 PARK TERRACE DRIVE STREET 2: SUITE 100 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: 805-852-0000 MAIL ADDRESS: STREET 1: 4360 PARK TERRACE DRIVE STREET 2: SUITE 100 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 FORMER COMPANY: FORMER CONFORMED NAME: Novus Capital Corp II DATE OF NAME CHANGE: 20201015 4 1 tm2413481-5_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-03-07 0 0001828536 Energy Vault Holdings, Inc. NRGV 0001898769 Piconi Robert 4360 PARK TERRACE DRIVE, SUITE 100 WESTLAKE VILLAGE CA 91361 1 1 1 0 Chief Executive Officer 0 Common Stock 2024-03-07 4 A 0 3100000 0 A 17201994 D Common Stock 4307946 I See Footnote Common Stock 4307946 I See Footnote Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest as to 33.2% of the underlying shares on March 31, 2025, and as to the remaining of the underlying shares in eight substantially similar quarterly installments thereafter. Represents the amount beneficially owned as of the date of this filing. Held by Piconi 2021 Delaware Trust for which the Reporting Person serves as investment advisor. Held by Piconi Family 2021 Delaware Trust for which the Reporting Person serves as investment advisor. /s/ Timothy Maloche, Attorney-in-Fact 2024-05-03