0001104659-23-038358.txt : 20230329
0001104659-23-038358.hdr.sgml : 20230329
20230329164131
ACCESSION NUMBER: 0001104659-23-038358
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230327
FILED AS OF DATE: 20230329
DATE AS OF CHANGE: 20230329
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Piconi Robert
CENTRAL INDEX KEY: 0001898769
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39982
FILM NUMBER: 23775742
MAIL ADDRESS:
STREET 1: C/O HEALTHCARE AI ACQUISITION
STREET 2: 7 STANLEY GARDENS
CITY: LONDON
STATE: X0
ZIP: W112ND
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Energy Vault Holdings, Inc.
CENTRAL INDEX KEY: 0001828536
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 853230987
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4360 PARK TERRACE DRIVE
STREET 2: SUITE 100
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
BUSINESS PHONE: 805-852-0000
MAIL ADDRESS:
STREET 1: 4360 PARK TERRACE DRIVE
STREET 2: SUITE 100
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
FORMER COMPANY:
FORMER CONFORMED NAME: Novus Capital Corp II
DATE OF NAME CHANGE: 20201015
4
1
tm2310909-5_4seq1.xml
OWNERSHIP DOCUMENT
X0407
4
2023-03-27
0
0001828536
Energy Vault Holdings, Inc.
NRGV
0001898769
Piconi Robert
C/O HEALTHCARE AI ACQUISITION
7 STANLEY GARDENS
LONDON
X0
W112ND
UNITED KINGDOM
1
1
1
0
Chief Executive Officer
0
Common Stock
2023-03-27
4
M
0
650000
0
A
14137480
D
Common Stock
4307946
I
See Footnote
Common Stock
4307946
I
See Footnote
Restricted Stock Unit
2023-03-27
4
M
0
650000
0
D
Common Stock
650000
0
D
The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 7,044,288 restricted stock units ("RSUs") previously reported in Table II.
Held by Piconi 2021 Delaware Trust for which the Reporting Person serves as investment advisor.
Held by Piconi Family 2021 Delaware Trust for which the Reporting Person serves as investment advisor.
The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest as to 25% of the underlying shares on February 28, 2023, and as to the remaining of the underlying shares in 12 substantially similar quarterly installments thereafter.
/s/ Timothy Maloche, Attorney-in-Fact
2023-03-29