0001104659-23-038358.txt : 20230329 0001104659-23-038358.hdr.sgml : 20230329 20230329164131 ACCESSION NUMBER: 0001104659-23-038358 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230327 FILED AS OF DATE: 20230329 DATE AS OF CHANGE: 20230329 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Piconi Robert CENTRAL INDEX KEY: 0001898769 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39982 FILM NUMBER: 23775742 MAIL ADDRESS: STREET 1: C/O HEALTHCARE AI ACQUISITION STREET 2: 7 STANLEY GARDENS CITY: LONDON STATE: X0 ZIP: W112ND ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Energy Vault Holdings, Inc. CENTRAL INDEX KEY: 0001828536 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 853230987 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4360 PARK TERRACE DRIVE STREET 2: SUITE 100 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: 805-852-0000 MAIL ADDRESS: STREET 1: 4360 PARK TERRACE DRIVE STREET 2: SUITE 100 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 FORMER COMPANY: FORMER CONFORMED NAME: Novus Capital Corp II DATE OF NAME CHANGE: 20201015 4 1 tm2310909-5_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2023-03-27 0 0001828536 Energy Vault Holdings, Inc. NRGV 0001898769 Piconi Robert C/O HEALTHCARE AI ACQUISITION 7 STANLEY GARDENS LONDON X0 W112ND UNITED KINGDOM 1 1 1 0 Chief Executive Officer 0 Common Stock 2023-03-27 4 M 0 650000 0 A 14137480 D Common Stock 4307946 I See Footnote Common Stock 4307946 I See Footnote Restricted Stock Unit 2023-03-27 4 M 0 650000 0 D Common Stock 650000 0 D The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 7,044,288 restricted stock units ("RSUs") previously reported in Table II. Held by Piconi 2021 Delaware Trust for which the Reporting Person serves as investment advisor. Held by Piconi Family 2021 Delaware Trust for which the Reporting Person serves as investment advisor. The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest as to 25% of the underlying shares on February 28, 2023, and as to the remaining of the underlying shares in 12 substantially similar quarterly installments thereafter. /s/ Timothy Maloche, Attorney-in-Fact 2023-03-29