0001104659-22-128722.txt : 20221220 0001104659-22-128722.hdr.sgml : 20221220 20221220174431 ACCESSION NUMBER: 0001104659-22-128722 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221216 FILED AS OF DATE: 20221220 DATE AS OF CHANGE: 20221220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Piconi Robert CENTRAL INDEX KEY: 0001898769 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39982 FILM NUMBER: 221476039 MAIL ADDRESS: STREET 1: C/O HEALTHCARE AI ACQUISITION STREET 2: 7 STANLEY GARDENS CITY: LONDON STATE: X0 ZIP: W112ND ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Energy Vault Holdings, Inc. CENTRAL INDEX KEY: 0001828536 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 853230987 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4360 PARK TERRACE DRIVE STREET 2: SUITE 100 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: 805-852-0000 MAIL ADDRESS: STREET 1: 4360 PARK TERRACE DRIVE STREET 2: SUITE 100 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 FORMER COMPANY: FORMER CONFORMED NAME: Novus Capital Corp II DATE OF NAME CHANGE: 20201015 4 1 tm2233149-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-12-16 0 0001828536 Energy Vault Holdings, Inc. NRGV 0001898769 Piconi Robert 4360 PARK TERRACE DRIVE, SUITE 100 WESTLAKE VILLAGE CA 91361 1 1 1 0 Chief Executive Officer Restricted Stock Unit 2022-12-16 4 A 0 1194288 0 A Common Stock 1194288 1194288 D The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated. /s/ Timothy Maloche, Attorney-in-Fact 2022-12-20