0001104659-22-095142.txt : 20220826 0001104659-22-095142.hdr.sgml : 20220826 20220826162601 ACCESSION NUMBER: 0001104659-22-095142 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220824 FILED AS OF DATE: 20220826 DATE AS OF CHANGE: 20220826 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ellis Christopher CENTRAL INDEX KEY: 0001851664 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40367 FILM NUMBER: 221205544 MAIL ADDRESS: STREET 1: THE SCHRODINGER BUILDING STREET 2: HEATLEY ROAD, THE OXFORD SCIENCE PARK CITY: OXFORD STATE: X0 ZIP: OX4 4GE ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vaccitech plc CENTRAL INDEX KEY: 0001828185 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNIT 6-10, ZEUS BUILDING STREET 2: RUTHERFORD AVENUE, HARWELL CITY: DIDCOT STATE: X0 ZIP: OX11 0DF BUSINESS PHONE: 44 (0) 1865 818808 MAIL ADDRESS: STREET 1: UNIT 6-10, ZEUS BUILDING STREET 2: RUTHERFORD AVENUE, HARWELL CITY: DIDCOT STATE: X0 ZIP: OX11 0DF FORMER COMPANY: FORMER CONFORMED NAME: Vaccitech Ltd DATE OF NAME CHANGE: 20201014 4 1 tm2224672-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-08-24 0 0001828185 Vaccitech plc VACC 0001851664 Ellis Christopher C/O VACCITECH PLC, UNIT 6-10, ZEUS BUILDING RUTHERFORD AVENUE, HARWELL DIDCOT X0 OX11 0DF UNITED KINGDOM 0 1 0 0 Chief Operating Officer Ordinary Shares 2022-08-24 4 M 0 450 0.0004 A 525 D Ordinary Shares 2022-08-24 4 S 0 450 4.7827 D 75 D Ordinary Shares 2022-08-25 4 M 0 39176 0.0004 A 39251 D Ordinary Shares 2022-08-25 4 S 0 14176 5.6919 D 25075 D Ordinary Shares 2022-08-25 4 S 0 25000 7.0683 D 75 D Share Option (Right to Buy) 0.0004 2022-08-24 4 M 0 450 0 D 2028-02-16 Ordinary Shares 450 40156 D Share Option (Right to Buy) 0.0004 2022-08-25 4 M 0 39176 0 D 2028-02-16 Ordinary Shares 39176 980 D The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.75 - $4.96. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.46 - $5.93. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.04 - $7.12. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This option is fully vested and exercisable as of the date hereof. The exercise price of this option is GBP 0.000324 per share and has been converted from pounds sterling to U.S. dollars using an average exchange rate of $1.3269 to GBP 1.00 on December 31, 2019. /s/ William Enright, Attorney-in-Fact 2022-08-26