UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Act:
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
Tamara Mullings resigned from her position as a director of FTC Solar, Inc. (the “Company”) on May 13, 2024, effective immediately. Mrs. Mullings’ resignation was not a result of any disagreement with the Company on any matter relating to the Company’s operations, policies or practices. Thereafter, on May 14, 2024, the Company appointed Mrs. Mullings as Senior Vice President – North American Sales.
Additionally, as of May 14, 2024, the Company will be transitioning Patrick Cook, its current Chief Commercial Officer, to a new role as Senior Vice President – Capital Markets & Business Development, effective immediately. Concurrent with his appointment as Senior Vice President – Capital Markets & Business Development, Mr. Cook will no longer be deemed an “officer” for purposes of Section 16 of the Securities Exchange Act of 1934 (the “Exchange Act”) or an executive officer for purposes of Rule 3b-7 of the Exchange Act.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
Exhibit No. |
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Description |
99.1* |
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104* |
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Cover Page Interactive Data File (embedded within the Inline XBRL document) |
* - Included herein
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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FTC SOLAR, INC. |
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Date: |
May 15, 2024 |
By: |
/s/ Cathy Behnen |
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Cathy Behnen |