0000899243-22-016322.txt : 20220503
0000899243-22-016322.hdr.sgml : 20220503
20220503163020
ACCESSION NUMBER: 0000899243-22-016322
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220429
FILED AS OF DATE: 20220503
DATE AS OF CHANGE: 20220503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cook Patrick
CENTRAL INDEX KEY: 0001855935
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40350
FILM NUMBER: 22887477
MAIL ADDRESS:
STREET 1: 9020 N CAPITAL OF TEXAS HWY, SUITE I-260
CITY: AUSTIN
STATE: TX
ZIP: 78759
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FTC Solar, Inc.
CENTRAL INDEX KEY: 0001828161
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 814816270
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9020 N CAPITAL OF TEXAS HWY, SUITE I-260
CITY: AUSTIN
STATE: TX
ZIP: 78759
BUSINESS PHONE: (907) 312-0717
MAIL ADDRESS:
STREET 1: 9020 N CAPITAL OF TEXAS HWY, SUITE I-260
CITY: AUSTIN
STATE: TX
ZIP: 78759
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-04-29
0
0001828161
FTC Solar, Inc.
FTCI
0001855935
Cook Patrick
C/O FTC SOLAR, INC.
9020 N CAPITAL OF TEXAS HWY, SUITE I-260
AUSTIN
TX
78759
0
1
0
0
CHIEF COMMERCIAL OFFICER
Common Stock
2022-04-29
4
A
0
201613
0.00
A
201613
D
Common Stock
94295
I
By Trust
Common Stock
94295
I
By Trust
Reflects a grant of restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan, and is subject to a four year installment vesting schedule based on continued employment.
These shares are owned directly by the Patrick Cook 2021 Trust for the benefit of the Reporting Person. The Reporting Person (a) is the sole trustee of the trust and (b) has sole voting and dispositive power with respect to the shares held by the trust. The Reporting Person's spouse has sole power to acquire for herself any assets held in the trust, including the shares, by substituting other property of equivalent value. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.
These shares are owned directly by the Cook 2021 Family Trust for the benefit of the Reporting Person's children. The Reporting Person (a) is the sole investment adviser of the trust, (b) has sole power to direct the trustee as to the voting and disposition of the shares held by the trust, and (c) has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.
/s/ Jacob D. Wolf, as Attorney-in-Fact
2022-05-03