0001828108-23-000186.txt : 20230822 0001828108-23-000186.hdr.sgml : 20230822 20230822211535 ACCESSION NUMBER: 0001828108-23-000186 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230821 FILED AS OF DATE: 20230822 DATE AS OF CHANGE: 20230822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anderson Sterling CENTRAL INDEX KEY: 0001878943 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40216 FILM NUMBER: 231194988 MAIL ADDRESS: STREET 1: C/O AURORA INNOVATION, INC. CITY: 280 N BERNARDO AVE STATE: CA ZIP: 94042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aurora Innovation, Inc. CENTRAL INDEX KEY: 0001828108 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 981562265 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1654 SMALLMAN ST. CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: (888) 583-9506 MAIL ADDRESS: STREET 1: 50 33RD ST CITY: PITTSBURGH STATE: PA ZIP: 15201 FORMER COMPANY: FORMER CONFORMED NAME: Reinvent Technology Partners Y DATE OF NAME CHANGE: 20201210 FORMER COMPANY: FORMER CONFORMED NAME: Reinvent Technology Partners C DATE OF NAME CHANGE: 20201013 4 1 wk-form4_1692753327.xml FORM 4 X0508 4 2023-08-21 0 0001828108 Aurora Innovation, Inc. AUR 0001878943 Anderson Sterling C/O AURORA INNOVATION, INC. 1654 SMALLMAN ST PITTSBURGH PA 15222 1 0 0 0 0 Class A Common Stock 2023-08-21 4 F 0 15353 3.28 D 77546 D Class A Common Stock 2023-08-22 4 S 0 15613 3.2153 D 61933 D Represents the number of shares of Class A common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the quarterly vesting of Restricted Stock Units granted on March 15, 2022. This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. This reported transaction has no impact on the number of shares of Class B Common Stock beneficially owned by the reporting person. Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.120 to $3.305, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. /s/ Yijun Han, Attorney-in-fact for Sterling Anderson 2023-08-22