0001828108-23-000158.txt : 20230727
0001828108-23-000158.hdr.sgml : 20230727
20230727212829
ACCESSION NUMBER: 0001828108-23-000158
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230726
FILED AS OF DATE: 20230727
DATE AS OF CHANGE: 20230727
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Anderson Sterling
CENTRAL INDEX KEY: 0001878943
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40216
FILM NUMBER: 231119989
MAIL ADDRESS:
STREET 1: C/O AURORA INNOVATION, INC.
CITY: 280 N BERNARDO AVE
STATE: CA
ZIP: 94042
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aurora Innovation, Inc.
CENTRAL INDEX KEY: 0001828108
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373]
IRS NUMBER: 981562265
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1654 SMALLMAN ST.
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: (888) 583-9506
MAIL ADDRESS:
STREET 1: 50 33RD ST
CITY: PITTSBURGH
STATE: PA
ZIP: 15201
FORMER COMPANY:
FORMER CONFORMED NAME: Reinvent Technology Partners Y
DATE OF NAME CHANGE: 20201210
FORMER COMPANY:
FORMER CONFORMED NAME: Reinvent Technology Partners C
DATE OF NAME CHANGE: 20201013
4
1
wk-form4_1690507695.xml
FORM 4
X0508
4
2023-07-26
0
0001828108
Aurora Innovation, Inc.
AUR
0001878943
Anderson Sterling
C/O AURORA INNOVATION, INC.
1654 SMALLMAN ST
PITTSBURGH
PA
15222
1
0
0
0
0
Class A Common Stock
2023-07-26
4
C
0
200000
A
292899
D
Class A Common Stock
2023-07-26
4
S
0
200000
2.9617
D
92899
D
Class A Common Stock
2023-07-27
4
C
0
195267
A
288166
D
Class A Common Stock
2023-07-27
4
S
0
195267
2.7985
D
92899
D
Class B Common Stock
2023-07-26
4
C
0
200000
0
D
Class A Common Stock
200000
46272334
D
Class B Common Stock
2023-07-27
4
C
0
195267
0
D
Class A Common Stock
195267
46077067
D
Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.
This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan.
Weighted average price. This transaction was executed in multiple trades at prices ranging from $2.880 to $3.010, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Weighted average price. This transaction was executed in multiple trades at prices ranging from $2.745 to $3.000, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
/s/ Yijun Han, Attorney-in-fact for Sterling Anderson
2023-07-27