0001828108-23-000128.txt : 20230615 0001828108-23-000128.hdr.sgml : 20230615 20230615090859 ACCESSION NUMBER: 0001828108-23-000128 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230614 FILED AS OF DATE: 20230615 DATE AS OF CHANGE: 20230615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maday David CENTRAL INDEX KEY: 0001978942 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40216 FILM NUMBER: 231016103 MAIL ADDRESS: STREET 1: 1654 SMALLMAN ST CITY: PITTSBURGH STATE: PA ZIP: 15222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aurora Innovation, Inc. CENTRAL INDEX KEY: 0001828108 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 981562265 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1654 SMALLMAN ST. CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: (888) 583-9506 MAIL ADDRESS: STREET 1: 50 33RD ST CITY: PITTSBURGH STATE: PA ZIP: 15201 FORMER COMPANY: FORMER CONFORMED NAME: Reinvent Technology Partners Y DATE OF NAME CHANGE: 20201210 FORMER COMPANY: FORMER CONFORMED NAME: Reinvent Technology Partners C DATE OF NAME CHANGE: 20201013 3 1 wk-form3_1686834528.xml FORM 3 X0206 3 2023-06-14 0 0001828108 Aurora Innovation, Inc. AUR 0001978942 Maday David C/O AURORA INNOVATION, INC. 1654 SMALLMAN STREET PITTSBURGH PA 15222 0 1 0 0 See Remarks Class A Common Stock 353396 D Stock Options (Right to Buy) 3.67 2031-02-01 Class A Common Stock 716377 D Stock Options (Right to Buy) 2.44 2032-08-09 Class A Common Stock 109052 D Stock Options (Right to Buy) 1.42 2033-03-08 Class A Common Stock 100000 D Represents (i) 42,268 shares of Class A common stock of the Issuer, (ii) 30,347 restricted stock units, each restricted stock unit representing the right to receive one share of Class A common stock of the Issuer (?RSUs?), 1/3 of which will vest on August 20, 2023, and 1/3 of which will vest quarterly thereafter on each of the Issuer?s standard quarterly vesting dates until fully vested on February 20, 2024, (iii) 71,842 RSUs, 25% of which will vest quarterly on each of the Issuer?s standard quarterly vesting dates following February 20, 2024, (iv) 12,387 RSUs, 25% of which will vest quarterly on each of the Issuer?s standard quarterly vesting dates following February 20, 2025, (v) 109,052 RSUs, all of which will vest on August 20, 2023, and (vi) 87,500 RSUs, which will vest on each of the Issuer?s standard quarterly vesting dates in increments of 12,500 RSUs until fully vested on February 20, 2025. The vesting events for RSUs are subject to the reporting person's continued service through the applicable vesting date. 25% of the shares subject to the stock option vested on September 14, 2021, and 1/36th of the remaining shares vest monthly thereafter, subject to the reporting person's continued service through the applicable vesting date. The stock option is subject to acceleration in the event that reporting person's employment is terminated without Cause or the reporting person resigns for Good Reason, in each case within twelve (12) months following a Change in Control. The terms "Cause," "Good Reason" and "Change in Control" are defined in the applicable stock option agreement. All of the shares subject to the stock option will vest on August 20, 2023, subject to the reporting person's continued service through the vesting date. 1/24th of shares subject to the stock option vested on March 20, 2023, and 1/24th of the total number of shares subject to the stock option vest monthly thereafter, subject to the reporting person's continued service through the applicable vesting date. Reporting person's title: Chief Financial Officer; Exhibit 24 - Power of Attorney /s/ David Maday 2023-06-15 EX-24 2 davidmaday-section16powero.htm EX-24 Document

POWER OF ATTORNEY
The undersigned, as a Section 16 reporting person of Aurora Innovation, Inc. (the “Company”), hereby constitutes and appoints Nolan Shenai, Jessica McBride, Yijun (Han) Han, Mingshu Liu, Erin Brown and Jiani (Jenny) Wang, as the undersigned’s true and lawful attorney-in-fact to:

1.    complete and execute Forms 3, 4 and 5 and other forms and all amendments thereto     as such attorney-in-fact shall in his discretion determine to be required or advisable pursuant to Section 16 of the Securities Exchange Act of 1934 (as amended) and the rules and regulations promulgated thereunder, or any successor laws and regulations, as a consequence of the undersigned’s ownership, acquisition or disposition of securities of the Company; and

2.    do all acts necessary in order to file such forms with the SEC, any securities exchange or national association, the Company and such other person or agency as the attorney-in-fact shall deem appropriate.
The undersigned hereby ratifies and confirms all that said attorney-in-fact and agents shall do or cause to be done by virtue hereof. The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934 (as amended).
This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the Company and the foregoing attorney-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 14th day of June, 2023.
Signature: /s/ David Maday
Print Name: David Maday