0001209191-23-044647.txt : 20230804 0001209191-23-044647.hdr.sgml : 20230804 20230804174013 ACCESSION NUMBER: 0001209191-23-044647 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230802 FILED AS OF DATE: 20230804 DATE AS OF CHANGE: 20230804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rodrigues Alex CENTRAL INDEX KEY: 0001887884 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39881 FILM NUMBER: 231145125 MAIL ADDRESS: STREET 1: C/O EMBARK TRUCKS INC. STREET 2: 424 TOWNSEND STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Embark Technology, Inc. CENTRAL INDEX KEY: 0001827980 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 853343695 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 321 ALABAMA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94110 BUSINESS PHONE: (415) 671-9628 MAIL ADDRESS: STREET 1: 321 ALABAMA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94110 FORMER COMPANY: FORMER CONFORMED NAME: Northern Genesis Acquisition Corp. II DATE OF NAME CHANGE: 20201009 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-08-02 1 0001827980 Embark Technology, Inc. EMBK 0001887884 Rodrigues Alex 321 ALABAMA STREET SAN FRANCISCO CA 94110 1 1 1 0 Chief Executive Officer 0 Class B Common Stock 2023-08-02 4 D 0 29065434 0.00 D Class A Common Stock 29065434 0 I See footnote Restricted Stock Units 2023-08-02 4 D 0 1453266 0.00 D Class A Common Stock 1453266 0 D Shares of the Class B common stock may be converted into shares of Class A common stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date. Reflects the amount of shares beneficially held following a 20-for-1 stock split effected by the Issuer on August 16, 2022, which was exempt from reporting pursuant to Rule 16a-9. Pursuant to an Agreement and Plan of Merger, dated as of May 25, 2023 (the "Merger Agreement"), by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc., at the effective time of the merger (the "Effective Time"), each share of Class B common stock was cancelled and automatically converted into the right to receive an amount equal to $2.88 in cash, without interest. The shares are held of record by the Alex Rodrigues Living Trust for which the reporting person serves as trustee. Each RSU represents a contingent right to receive one share of Class A common stock of the Issuer. The restricted stock units, or RSUs, will vest, if at all, in six equal tranches based on the Issuer's stock price exceeding certain thresholds. Pursuant to the Merger Agreement, at the Effective Time each outstanding RSU that was subject to performance-based vesting conditions was automatically cancelled for no consideration. /s/ Siddhartha Venkatesan, attorney-in-fact 2023-08-04