0001628280-24-031820.txt : 20240712
0001628280-24-031820.hdr.sgml : 20240712
20240712193404
ACCESSION NUMBER: 0001628280-24-031820
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240131
FILED AS OF DATE: 20240712
DATE AS OF CHANGE: 20240712
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sievers Drew
CENTRAL INDEX KEY: 0002003379
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39794
FILM NUMBER: 241115538
MAIL ADDRESS:
STREET 1: 415 MISSION ST., STE 5510
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Forge Global Holdings, Inc.
CENTRAL INDEX KEY: 0001827821
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 415 MISSION ST.
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-881-1612
MAIL ADDRESS:
STREET 1: 415 MISSION ST.
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: Motive Capital Corp
DATE OF NAME CHANGE: 20201120
FORMER COMPANY:
FORMER CONFORMED NAME: MCF2 Acquisition Corp.
DATE OF NAME CHANGE: 20201009
4
1
wk-form4_1720827238.xml
FORM 4
X0508
4
2024-01-31
0
0001827821
Forge Global Holdings, Inc.
FRGE
0002003379
Sievers Drew
4 EMBARCADERO CENTER, FLOOR 15
SAN FRANCISCO
CA
94111
0
1
0
0
Chief Operating Officer
0
Common Stock, $0.0001 par value per share
2024-01-31
4
D
0
18509
0
D
886761
D
Common Stock, $0.0001 par value per share
2024-07-10
4
F
0
15133
0
D
871628
D
Common Stock, $0.0001 par value per share
1596734
I
By Operative Capital SPV I, LLC
Common Stock, $0.0001 par value per share
689045
I
By Operative Capital LP
As previously reported, the Reporting Person was granted restricted stock units ("RSUs") on April 24, 2023 with performance-based vesting conditions. The amount reported here reflects the forfeiture of certain of such RSUs following certification by the Board of Directors of the Issuer on January 31, 2024 of the extent of achievement of such performance conditions.
Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of RSUs.
The Reporting Person is a managing member of the ultimate general partner of each of Operative Capital LP and Operative Capital SPV I, LLC and thus may be deemed to be the beneficial owner of the shares held by such entities. The Reporting Person disclaims beneficial ownership of all securities held by such entities except to the extent of his pecuniary interest therein, if any.
/s/ Mark P. Lee, Attorney-in-Fact
2024-07-12