0001628280-24-026921.txt : 20240605
0001628280-24-026921.hdr.sgml : 20240605
20240605181916
ACCESSION NUMBER: 0001628280-24-026921
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240603
FILED AS OF DATE: 20240605
DATE AS OF CHANGE: 20240605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rodriques Kelly
CENTRAL INDEX KEY: 0001916605
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39794
FILM NUMBER: 241023308
MAIL ADDRESS:
STREET 1: 415 MISSION ST, SUITE 5510
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Forge Global Holdings, Inc.
CENTRAL INDEX KEY: 0001827821
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 415 MISSION ST.
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-881-1612
MAIL ADDRESS:
STREET 1: 415 MISSION ST.
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: Motive Capital Corp
DATE OF NAME CHANGE: 20201120
FORMER COMPANY:
FORMER CONFORMED NAME: MCF2 Acquisition Corp.
DATE OF NAME CHANGE: 20201009
4
1
wk-form4_1717625947.xml
FORM 4
X0508
4
2024-06-03
0
0001827821
Forge Global Holdings, Inc.
FRGE
0001916605
Rodriques Kelly
4 EMBARCADERO CENTER, FLOOR 15
SAN FRANCISCO
CA
94111
1
1
0
0
Chief Executive Officer
1
Common Stock, $0.0001 par value per share
2024-06-03
4
S
0
25000
1.532
D
10259336
D
Common Stock, $0.0001 par value per share
2024-06-04
4
S
0
25000
1.4972
D
10234336
D
Common Stock, $0.0001 par value per share
69772
I
By Pensco Trust Co. LLC Custodian FBO Kelly Rodriques Roth IRA
Common Stock, $0.0001 par value per share
1596734
I
By Operative Capital SPV I, LLC
Common Stock, $0.0001 par value per share
689045
I
By Operative Capital LP
Represents shares sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
This transaction was executed in multiple trades at prices ranging from $1.51 to $1.57. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
This transaction was executed in multiple trades at prices ranging from $1.47 to $1.52. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
The Reporting Person is a managing member of the ultimate general partner of each of Operative Capital LP and Operative Capital SPV I, LLC and thus may be deemed to be the beneficial owner of the shares held by such entities. The Reporting Person disclaims beneficial ownership of all securities held by such entities except to the extent of his pecuniary interest therein, if any.
/s/ Mark P. Lee, Attorney-in-Fact
2024-06-05