0001628280-24-001737.txt : 20240118
0001628280-24-001737.hdr.sgml : 20240118
20240118204246
ACCESSION NUMBER: 0001628280-24-001737
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230424
FILED AS OF DATE: 20240118
DATE AS OF CHANGE: 20240118
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Phillips Jennifer
CENTRAL INDEX KEY: 0002003248
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39794
FILM NUMBER: 24543489
MAIL ADDRESS:
STREET 1: 415 MISSION ST., STE 5510
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Forge Global Holdings, Inc.
CENTRAL INDEX KEY: 0001827821
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 415 MISSION ST.
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-881-1612
MAIL ADDRESS:
STREET 1: 415 MISSION ST.
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: Motive Capital Corp
DATE OF NAME CHANGE: 20201120
FORMER COMPANY:
FORMER CONFORMED NAME: MCF2 Acquisition Corp.
DATE OF NAME CHANGE: 20201009
4
1
wk-form4_1705628549.xml
FORM 4
X0508
4
2023-04-24
0
0001827821
Forge Global Holdings, Inc.
FRGE
0002003248
Phillips Jennifer
415 MISSION STREET, SUITE 5510
SAN FRANCISCO
CA
94105
0
1
0
0
Chief Growth Officer
0
Common Stock, $0.0001 par value per share
2023-04-24
4
A
0
92592
0
A
386612
D
Common Stock, $0.0001 par value per share
2023-04-24
4
A
0
30864
0
A
417476
D
Common Stock, $0.0001 par value per share
2023-04-24
4
A
0
370370
0
A
787846
D
Common Stock, $0.0001 par value per share
2023-04-24
4
A
0
123456
0
A
911302
D
These shares represent restricted stock units ("RSUs") granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). Each unit represents a right to receive one share of the Issuer's Common Stock. 100% of the RSUs shall vest on January 1, 2024, subject to the Reporting Person continuing to be a service provider through such date.
These shares represent RSUs granted under the Plan. Each unit represents a right to receive one share of the Issuer's Common Stock. Up to 100% of the RSUs shall vest (the "Eligible RSUs") based on the achievement of Issuer performance conditions over the Issuer's fiscal year ending December 31, 2023 (the "Fiscal Year 2023"). The Eligible RSUs shall vest no later than March 1, 2024, subject to the Reporting Person continuing to be a service provider through such date.
These shares represent RSUs granted under the Plan. Each unit represents a right to receive one share of the Issuer's Common Stock. 1/3rd of the RSUs shall vest on January 1, 2024, and the remaining RSUs shall vest over 24 equal monthly installments thereafter, subject to the Reporting Person continuing to be a service provider through such date.
These shares represent RSUs granted under the Plan. Each unit represents a right to receive one share of the Issuer's Common Stock. Up to 100% of the Eligible RSUs shall vest based on the achievement of Issuer performance conditions over the Fiscal Year 2023. 1/3rd of the Eligible RSUs shall vest no later than March 1, 2024 (the "Initial Vesting Date"), and the remaining Eligible RSUs shall vest over 24 equal monthly installments thereafter, subject to the Reporting Person continuing to be a service provider through each such date; provided that any monthly installments of Eligible RSUs pre-dating the Initial Vesting Date shall also vest on the Initial Vesting Date.
/s/ Mark P. Lee, Attorney-in-Fact
2024-01-18