0001628280-23-040971.txt : 20231206 0001628280-23-040971.hdr.sgml : 20231206 20231206211235 ACCESSION NUMBER: 0001628280-23-040971 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231204 FILED AS OF DATE: 20231206 DATE AS OF CHANGE: 20231206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rodriques Kelly CENTRAL INDEX KEY: 0001916605 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39794 FILM NUMBER: 231470932 MAIL ADDRESS: STREET 1: 415 MISSION ST, SUITE 5510 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Forge Global Holdings, Inc. CENTRAL INDEX KEY: 0001827821 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 415 MISSION ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-881-1612 MAIL ADDRESS: STREET 1: 415 MISSION ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: Motive Capital Corp DATE OF NAME CHANGE: 20201120 FORMER COMPANY: FORMER CONFORMED NAME: MCF2 Acquisition Corp. DATE OF NAME CHANGE: 20201009 4 1 wk-form4_1701915146.xml FORM 4 X0508 4 2023-12-04 0 0001827821 Forge Global Holdings, Inc. FRGE 0001916605 Rodriques Kelly 415 MISSION ST., SUITE 5510 SAN FRANCISCO CA 94105 1 1 0 0 Chief Executive Officer 1 Common Stock, $0.0001 par value per share 2023-12-04 4 S 0 50000 3.154 D 10488420 D Common Stock, $0.0001 par value per share 66945 I By Pensco Trust Co. LLC Custodian FBO Kelly Rodriques Roth IRA Common Stock, $0.0001 par value per share 1596734 I By Operative Capital SPV I, LLC Common Stock, $0.0001 par value per share 677733 I By Operative Capital LP Represents shares sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. This transaction was executed in multiple trades at prices ranging from $3.03 to $3.30. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. The Reporting Person is a managing member of the ultimate general partner of each of Operative Capital LP and Operative Capital SPV I, LLC and thus may be deemed to be the beneficial owner of the shares held by such entities. The Reporting Person disclaims beneficial ownership of all securities held by Operative LP and Operative SPV 1 except to the extent of his pecuniary interest therein, if any. /s/ Mark P. Lee, Attorney-in-Fact 2023-12-06