0001415889-24-010075.txt : 20240403 0001415889-24-010075.hdr.sgml : 20240403 20240403170849 ACCESSION NUMBER: 0001415889-24-010075 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240401 FILED AS OF DATE: 20240403 DATE AS OF CHANGE: 20240403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Traynor Richard M. CENTRAL INDEX KEY: 0001834465 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39799 FILM NUMBER: 24819914 MAIL ADDRESS: STREET 1: 1114 AVENUE OF THE AMERICAS STREET 2: 45TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Certara, Inc. CENTRAL INDEX KEY: 0001827090 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 OVERLOOK CENTER, SUITE 101 CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: (609) 716-7900 MAIL ADDRESS: STREET 1: 100 OVERLOOK CENTER, SUITE 101 CITY: PRINCETON STATE: NJ ZIP: 08540 4 1 form4-04032024_090439.xml X0508 4 2024-04-01 0001827090 Certara, Inc. CERT 0001834465 Traynor Richard M. C/O CERTARA, INC. 100 OVERLOOK CENTER, SUITE 101 PRINCETON NJ 08540 false true false false SVP AND GENERAL COUNSEL 1 Common Stock 2024-04-01 4 F 0 1723 17.88 D 167750 D Common Stock 2024-04-01 4 M 0 6651 0 A 174401 D Common Stock 2024-04-01 4 F 0 2245 17.88 D 172156 D Common Stock 2024-04-01 4 M 0 6644 0 A 178800 D Common Stock 2024-04-01 4 F 0 2276 17.88 D 176524 D Common Stock 2024-04-01 4 S 0 3000 18 D 173524 D Restricted Stock Units 2024-04-01 4 M 0 6651 0 D 2025-04-01 Common Stock 6651 6651 D Restricted Stock Units 2024-04-01 4 M 0 6644 0 D 2026-04-01 Common Stock 6644 13288 D Each RSU was granted on April 1, 2021, under the Certara, Inc. ("Certara") 2020 Incentive Plan (the "2020 Incentive Plan") and represents the right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on April 1, 2022. One-third of the RSUs vested and were settled on March 31, 2023. The remaining one-third of the RSUs vested and were settled on April 1, 2024. Represents RSUs of Certara withheld to satisfy tax withholding obligations in connection with the vesting of RSUs described in footnotes, 1, 4, and 5, exempt under Rule 16b-3. The total reported in Column 5 includes 5,495 RSUs which was previously reported in Table 1 of Form 4. Each RSU was granted on April 1, 2022, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on March 31, 2023. One-third of the RSUs vested and were settled on April 1, 2024. The remaining one-third of the RSUs are scheduled to vest and settle on April 1, 2025. Each RSU was granted on April 1, 2023, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on April 1, 2024. The remaining two-thirds of the RSUs are scheduled to vest and settle in equal parts on April 1, 2025 and April 1, 2026. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023. /s/ Richard M. Traynor 2024-04-03