0001209191-24-003511.txt : 20240220 0001209191-24-003511.hdr.sgml : 20240220 20240220162228 ACCESSION NUMBER: 0001209191-24-003511 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240215 FILED AS OF DATE: 20240220 DATE AS OF CHANGE: 20240220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALDRON RICHARD A CENTRAL INDEX KEY: 0001226961 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39787 FILM NUMBER: 24653697 MAIL ADDRESS: STREET 1: 901 MARINERS ISLAND BLVD STE.205 CITY: SAN MATEO STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BioAtla, Inc. CENTRAL INDEX KEY: 0001826892 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 851922320 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11085 TORREYANA ROAD CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-558-0708 MAIL ADDRESS: STREET 1: 11085 TORREYANA ROAD CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2024-02-15 0 0001826892 BioAtla, Inc. BCAB 0001226961 WALDRON RICHARD A C/O BIOATLA, INC. 11085 TORREYANA ROAD SAN DIEGO CA 92121 0 1 0 0 Chief Financial Officer 0 Common Stock 2024-02-15 4 A 0 106000 0.00 A 230923 D Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 25% of the total number of shares on February 15, 2025, and the remainder in equal quarterly installments over the three years thereafter, subject to the reporting person's continued service through the applicable vesting date. /s/ Christian Vasquez, as Attorney-in-Fact for Richard A. Waldron 2024-02-20