0001209191-23-014290.txt : 20230301
0001209191-23-014290.hdr.sgml : 20230301
20230301183120
ACCESSION NUMBER: 0001209191-23-014290
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230209
FILED AS OF DATE: 20230301
DATE AS OF CHANGE: 20230301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vasquez Christian
CENTRAL INDEX KEY: 0001835732
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39787
FILM NUMBER: 23695595
MAIL ADDRESS:
STREET 1: 121 E. PALOMAR STREET
CITY: CHULA VISTA
STATE: CA
ZIP: 91911
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BioAtla, Inc.
CENTRAL INDEX KEY: 0001826892
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 851922320
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11085 TORREYANA ROAD
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-558-0708
MAIL ADDRESS:
STREET 1: 11085 TORREYANA ROAD
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-02-09
0
0001826892
BioAtla, Inc.
BCAB
0001835732
Vasquez Christian
C/O BIOATLA, INC. 11085 TORREYANA ROAD
SAN DIEGO
CA
92121
0
1
0
0
See Remarks
Common Stock
2023-02-28
4
F
0
229
2.98
D
82709
D
Employee Stock Option (right to buy)
3.95
2023-02-09
4
A
0
135000
0.00
A
2033-02-09
Common Stock
135000
135000
D
This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.
The option vests over a period of four years, with 25% of the shares underlying the option vesting on the first anniversary of the date of grant, and the remainder vesting in 36 substantially equal monthly installments thereafter, subject to the reporting person's continued service to the company through the applicable vesting dates.
Vice President of Finance, Corporate Controller and Secretary
/s/ Christian Vasquez
2023-03-01