0001209191-22-034323.txt : 20220603
0001209191-22-034323.hdr.sgml : 20220603
20220603181526
ACCESSION NUMBER: 0001209191-22-034323
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210707
FILED AS OF DATE: 20220603
DATE AS OF CHANGE: 20220603
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHORT JAY M PHD
CENTRAL INDEX KEY: 0001205375
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39787
FILM NUMBER: 22996143
MAIL ADDRESS:
STREET 1: C/O DIVERSA CORPORATION
STREET 2: 4955 DIRECTORS PLACE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BioAtla, Inc.
CENTRAL INDEX KEY: 0001826892
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 851922320
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11085 TORREYANA ROAD
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-558-0708
MAIL ADDRESS:
STREET 1: 11085 TORREYANA ROAD
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-07-07
0
0001826892
BioAtla, Inc.
BCAB
0001205375
SHORT JAY M PHD
C/O BIOATLA, INC. 11085 TORREYANA ROAD
SAN DIEGO
CA
92121
1
1
1
0
Chief Executive Officer
Common Stock
2021-07-07
4
J
0
5378
0.00
A
1309480
D
Common Stock
2022-05-31
4
F
0
2888
2.41
D
1306592
D
Common Stock
793547
I
By Spouse
Common Stock
258727
I
By Carolyn Short 2020 Irrevocable Gift Trust
Common Stock
258727
I
By Jay Short 2020 Irrevocable Gift Trust
Common Stock
302324
I
By Capia IP, LLC
Common Stock
50
I
By Himalaya Parent LLC
These shares were received by the Reporting Person as part of a pro rata distribution-in-kind of Common Stock of the Issuer to the limited partners of an investment fund.
This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.
The Reporting Person and his spouse are the managers of Himalaya Parent LLC and collectively make investment decisions on the behalf of the entity. The Reporting Person and his spouse disclaim beneficial ownership of the reported securities except to the extent of his or her pecuniary interest therein.
/s/ Christian Vasquez, as Attorney-in-Fact for Jay M. Short
2022-06-03