0001209191-22-034318.txt : 20220603 0001209191-22-034318.hdr.sgml : 20220603 20220603181242 ACCESSION NUMBER: 0001209191-22-034318 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210614 FILED AS OF DATE: 20220603 DATE AS OF CHANGE: 20220603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHORT JAY M PHD CENTRAL INDEX KEY: 0001205375 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39787 FILM NUMBER: 22996136 MAIL ADDRESS: STREET 1: C/O DIVERSA CORPORATION STREET 2: 4955 DIRECTORS PLACE CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BioAtla, Inc. CENTRAL INDEX KEY: 0001826892 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 851922320 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11085 TORREYANA ROAD CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-558-0708 MAIL ADDRESS: STREET 1: 11085 TORREYANA ROAD CITY: SAN DIEGO STATE: CA ZIP: 92121 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2021-06-14 2021-06-16 0 0001826892 BioAtla, Inc. BCAB 0001205375 SHORT JAY M PHD C/O BIOATLA, INC. 11085 TORREYANA ROAD SAN DIEGO CA 92121 1 1 1 0 Chief Executive Officer Common Stock 50 I By Himalaya Parent LLC The reporting person and his spouse are the managers of Himalaya Parent LLC and collectively make investment decisions on the behalf of the entity. The reporting person and his spouse disclaim beneficial ownership of the reported securities except to the extent of his or her pecuniary interest therein. The original Form 4, filed on June 16, 2021, is being amended by this Form 4 amendment to correct an administrative error, which misreported the number of shares of Common Stock of the Issuer distributed by Himalaya Parent LLC on June 14, 2021. As a result of this administrative error, the number of shares beneficially owned by the Reporting Person following the corrected transaction reflects an increase in the number of shares reported as beneficially owned by the Reporting Person by 50 shares. /s/ Christian Vasquez, as Attorney-in-Fact for Jay M. Short 2022-06-03