0001209191-21-042562.txt : 20210622
0001209191-21-042562.hdr.sgml : 20210622
20210622193901
ACCESSION NUMBER: 0001209191-21-042562
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210617
FILED AS OF DATE: 20210622
DATE AS OF CHANGE: 20210622
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHORT JAY M PHD
CENTRAL INDEX KEY: 0001205375
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39787
FILM NUMBER: 211036827
MAIL ADDRESS:
STREET 1: C/O DIVERSA CORPORATION
STREET 2: 4955 DIRECTORS PLACE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BioAtla, Inc.
CENTRAL INDEX KEY: 0001826892
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 851922320
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11085 TORREYANA ROAD
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-558-0708
MAIL ADDRESS:
STREET 1: 11085 TORREYANA ROAD
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-06-17
0
0001826892
BioAtla, Inc.
BCAB
0001205375
SHORT JAY M PHD
C/O BIOATLA, INC. 11085 TORREYANA ROAD
SAN DIEGO
CA
92121
1
1
1
0
Chief Executive Officer
Common Stock
2021-06-17
4
S
0
19269
39.2212
D
845333
I
By Spouse
Common Stock
2021-06-21
4
S
0
17575
38.2445
D
827758
I
By Spouse
Common Stock
2021-06-21
4
S
0
35725
39.5355
D
792033
I
By Spouse
Common Stock
2021-06-21
4
S
0
1700
39.8941
D
790333
I
By Spouse
Common Stock
258727
I
By Jay Short 2020 Irrevocable Gift Trust
Common Stock
302324
I
By Capia IP, LLC
Common Stock
258727
I
By Carolyn Short 2020 Irrevocable Gift Trust
Common Stock
1441508
D
The range of prices for the shares of Common Stock is from $39.00 to $39.62. The reporting person's spouse undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
Represents shares of the Issuer's common stock sold by the reporting person's spouse to cover taxes due upon the release and settlement of her 138,461 RSUs.
The range of prices for the shares of Common Stock is from $37.83 to $38.82. The reporting person's spouse undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
The range of prices for the shares of Common Stock is from $38.83 to $39.82. The reporting person's spouse undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
The range of prices for the shares of Common Stock is from $39.83 to $40.09. The reporting person's spouse undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
/s/ Christian Vasquez, as Attorney-in-Fact for Jay M. Short
2021-06-22