0000899243-22-023587.txt : 20220622 0000899243-22-023587.hdr.sgml : 20220622 20220622170012 ACCESSION NUMBER: 0000899243-22-023587 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220616 FILED AS OF DATE: 20220622 DATE AS OF CHANGE: 20220622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levy Guy CENTRAL INDEX KEY: 0001812305 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39787 FILM NUMBER: 221032688 MAIL ADDRESS: STREET 1: C/O SOLEUS PRIVATE EQUITY GP I, LLC STREET 2: 104 FIELD POINT ROAD, 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BioAtla, Inc. CENTRAL INDEX KEY: 0001826892 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 851922320 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11085 TORREYANA ROAD CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-558-0708 MAIL ADDRESS: STREET 1: 11085 TORREYANA ROAD CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-06-16 1 0001826892 BioAtla, Inc. BCAB 0001812305 Levy Guy C/O SOLEUS CAPITAL MANAGEMENT, L.P. 104 FIELD POINT ROAD, 2ND FLOOR GREENWICH CT 06830 0 0 0 1 Former Director Mr. Guy Levy resigned as a member of the Board of Directors of BioAtla, Inc. (the "Issuer") effective June 16, 2022. As a result, Mr. Levy is no longer subject to Section 16 of the Securities Exchange Act of 1934, as amended, in connection with his transactions in the equity securities of the Issuer and therefore will no longer report any such transactions by him or by any of the entities with respect to which he directly or indirectly holds voting or dispositive control over the equity securities of the Issuer held by such entities, including, without limitation, Soleus Capital Master Fund, L.P., Soleus Private Equity Fund I, L.P. and Soleus BA SPV, LLC, on Form 4 or Form 5. Guy Levy /s/ Guy Levy 2022-06-22