FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 01/21/2021 |
3. Issuer Name and Ticker or Trading Symbol
Montauk Renewables, Inc. [ MNTK ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) 01/21/2021 |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 17,278,332 | I | See Footnote(1) |
Common Stock | 247,685 | I | See Footnote(2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. These shares of common stock, par value $0.01 ("Common Stock"), of Montauk Renewables, Inc. (the "Issuer") are owned directly by Disant Holdings LP ("Disant") and indirectly by Mr. Govender. Mr. Govender is the sole manager of Disant and has sole voting and investment power with respect to the shares of Common Stock held by Disant. Disant is subject to a consortium agreement with certain other stockholders of the Issuer and will be deemed to have formed a "group" for purposes of Section 13(d)(3) of the Exchange Act with such stockholders. |
2. These shares of Common Stock are owned directly by a company controlled by Mr. Govender. Mr. Govender has sole voting and investment power with respect to these shares. |
Remarks: |
The Amendment to Form 3 is being filed to add Disant as a joint filer. Exhibit 24.1 - Power of Attorney Exhibit 99.1 - Joint Filing Agreement, dated as of February 3, 2022. |
THEVENTHERAN G. GOVENDER, /s/ John Ciroli, by Power of Attorney | 02/11/2022 | |
DISANT HOLDINGS LP, By: Disant Holdings GP, LLC, its General Partner, /s/ John Ciroli, by Power of Attorney | 02/11/2022 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |