0001826434-24-000008.txt : 20240830 0001826434-24-000008.hdr.sgml : 20240830 20240830162345 ACCESSION NUMBER: 0001826434-24-000008 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240630 FILED AS OF DATE: 20240830 EFFECTIVENESS DATE: 20240830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tri Locum Partners LP CENTRAL INDEX KEY: 0001826434 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1934 Act SEC FILE NUMBER: 028-21000 FILM NUMBER: 241270419 BUSINESS ADDRESS: STREET 1: 287 PARK AVENUE SOUTH, 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 332-232-7373 MAIL ADDRESS: STREET 1: 287 PARK AVENUE SOUTH, 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 N-PX 1 primary_doc.xml N-PX IM LIVE 0001826434 XXXXXXXX 06/30/2024 YEAR 2024 Tri Locum Partners LP 332-232-7373 287 PARK AVENUE SOUTH 2ND FLOOR NEW YORK NY 10010 INSTITUTIONAL MANAGER VOTING REPORT 028-21000 000309678 801-119074 549300X3MQVEBBKNVR31 N 0 Tri Locum Partners LP Christabel Syham Christabel Syham CCO 08/30/2024 PROXY VOTING RECORD 2 documentname.xml AbbVie Inc. 00287Y109 05/03/2024 Say on Pay - An advisory vote on the approval of executive compensation SECTION 14A SAY-ON-PAY VOTES ISSUER 108945.0 0.0 FOR 108945.0 FOR AbbVie Inc. 00287Y109 05/03/2024 Say When on Pay - An advisory vote on the frequency of the advisory vote to approve executive compensation SECTION 14A SAY-ON-PAY VOTES ISSUER 108945.0 0.0 1 YEAR 108945.0 FOR Amedisys, Inc. 023436108 09/08/2023 To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Amedisys named executive officers that is based on or otherwise relates to the transactions contemplated by the Merger Agreement. SECTION 14A SAY-ON-PAY VOTES ISSUER 293.0 0.0 FOR 293.0 FOR Arcturus Therapeutics Holdings Inc. 03969T109 06/14/2024 Approval, by non-binding advisory vote, of the resolution approving the Company s Named Executive Officer compensation, as provided in Proposal Number 3 of the Proxy Statement. SECTION 14A SAY-ON-PAY VOTES ISSUER 2850.0 0.0 FOR 2850.0 FOR Arcutis Biotherapeutics, Inc. 03969K108 06/14/2024 To approve, on a non-binding advisory basis, the compensation of the Company s named executive officers. SECTION 14A SAY-ON-PAY VOTES ISSUER 227277.0 0.0 AGAINST 227277.0 AGAINST Ashland Inc. 044186104 01/23/2024 To consider and vote upon a non-binding advisory resolution approving the compensation paid to the Company's named executive officers. SECTION 14A SAY-ON-PAY VOTES ISSUER 1067.0 0.0 FOR 1067.0 FOR Astria Therapeutics, Inc. 04635X102 06/05/2024 Proposal 4. The approval, by non-binding advisory vote, of our executive compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 39041.0 0.0 FOR 39041.0 FOR Axsome Therapeutics, Inc. 05464T104 06/07/2024 To approve, by non-binding advisory vote, the compensation of our named executive officers. SECTION 14A SAY-ON-PAY VOTES ISSUER 19526.0 0.0 FOR 19526.0 FOR Baxter International Inc. 071813109 05/07/2024 Advisory Vote to Approve Named Executive Officer Compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 181638.0 0.0 AGAINST 181638.0 AGAINST Bio-Techne Corporation 09073M104 10/26/2023 Approve, on an advisory basis, the compensation of our executive officers. SECTION 14A SAY-ON-PAY VOTES ISSUER 578.0 0.0 AGAINST 578.0 AGAINST Bio-Techne Corporation 09073M104 10/26/2023 Approve, on an advisory basis, the frequency of advisory votes on executive compensation to occur every (1) year. SECTION 14A SAY-ON-PAY VOTES ISSUER 578.0 0.0 1 YEAR 578.0 FOR Cal-Maine Foods, Inc. 128030202 10/06/2023 Advisory vote to approve our executive compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 297.0 0.0 FOR 297.0 FOR Cal-Maine Foods, Inc. 128030202 10/06/2023 Advisory vote regarding the frequency of future votes on executive compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 297.0 0.0 1 YEAR 297.0 AGAINST Cintas Corporation 172908105 10/24/2023 To approve, on an advisory basis, named executive officer compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 269.0 0.0 FOR 269.0 FOR Cintas Corporation 172908105 10/24/2023 To recommend, on an advisory basis, the frequency of the advisory vote on named executive officer compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 269.0 0.0 1 YEAR 269.0 FOR Cracker Barrel Old Country Store, Inc. 22410J106 11/16/2023 To approve, on an advisory basis, the compensation of the Company's named executive officers. SECTION 14A SAY-ON-PAY VOTES ISSUER 335.0 0.0 FOR 335.0 FOR Cracker Barrel Old Country Store, Inc. 22410J106 11/16/2023 To approve, on an advisory basis, the frequency of future advisory votes to approve the compensation of the Company's named executive officers. SECTION 14A SAY-ON-PAY VOTES ISSUER 335.0 0.0 1 YEAR 335.0 FOR Donaldson Company, Inc. 257651109 11/17/2023 Non-binding advisory vote on the compensation of our Named Executive Officers. SECTION 14A SAY-ON-PAY VOTES ISSUER 1326.0 0.0 FOR 1326.0 FOR Donaldson Company, Inc. 257651109 11/17/2023 Non-binding advisory vote on the frequency of future advisory votes on the compensation of our Named Executive Officers. SECTION 14A SAY-ON-PAY VOTES ISSUER 1326.0 0.0 1 YEAR 1326.0 FOR Eagle Materials Inc. 26969P108 08/03/2023 Advisory resolution regarding the compensation of our named executive officers. SECTION 14A SAY-ON-PAY VOTES ISSUER 94.0 0.0 FOR 94.0 FOR Eagle Materials Inc. 26969P108 08/03/2023 To recommend by non-binding advisory vote, the frequency of future advisory votes on the compensation of our named executive officers. SECTION 14A SAY-ON-PAY VOTES ISSUER 94.0 0.0 1 YEAR 94.0 NONE Electronic Arts Inc. 285512109 08/10/2023 Advisory vote to approve named executive officer compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 334.0 0.0 FOR 334.0 FOR Electronic Arts Inc. 285512109 08/10/2023 Advisory vote to approve the frequency of say-on-pay votes. SECTION 14A SAY-ON-PAY VOTES ISSUER 334.0 0.0 1 YEAR 334.0 FOR EnerSys 29275Y102 08/03/2023 An advisory vote to approve the compensation of EnerSys named executive officers. SECTION 14A SAY-ON-PAY VOTES ISSUER 149.0 0.0 FOR 149.0 FOR Exact Sciences Corporation 30063P105 06/13/2024 To approve, on an advisory basis, the compensation of our named executive officers. SECTION 14A SAY-ON-PAY VOTES ISSUER 73540.0 0.0 FOR 73540.0 FOR Ferguson plc G3421J106 11/28/2023 To approve, on an advisory basis, the compensation of the Company’s Named Executive Officers as disclosed in the Proxy Statement for the 2023 Annual General Meeting under the heading “Executive Compensation,” including the Compensation Discussion and Analysis, the compensation tables and the related narrative discussion included therein ("Sayon-Pay"). SECTION 14A SAY-ON-PAY VOTES ISSUER 297.0 0.0 FOR 297.0 FOR Ferguson plc G3421J106 11/28/2023 To approve, on an advisory basis, the frequency of future shareholder advisory votes to approve the compensation of the Company’s Named Executive Officers ("Say on Frequency"). SECTION 14A SAY-ON-PAY VOTES ISSUER 297.0 0.0 1 YEAR 297.0 FOR Gen Digital Inc. 668771108 09/12/2023 Advisory vote to approve executive compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 1317.0 0.0 FOR 1317.0 FOR Gen Digital Inc. 668771108 09/12/2023 Advisory vote on the frequency of advisory votes to approve executive compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 1317.0 0.0 1 YEAR 1317.0 FOR GMS Inc. 36251C103 10/18/2023 Advisory vote to approve named executive officer compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 955.0 0.0 FOR 955.0 FOR GMS Inc. 36251C103 10/18/2023 Advisory vote on the frequency of future advisory votes on named executive officer compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 955.0 0.0 1 YEAR 955.0 FOR Houlihan Lokey, Inc. 441593100 09/20/2023 To approve, on an advisory basis, the compensation of our named executive officers as disclosed in the accompanying Proxy Statement. SECTION 14A SAY-ON-PAY VOTES ISSUER 37.0 0.0 AGAINST 37.0 AGAINST IDEXX Laboratories, Inc. 45168D104 05/06/2024 Advisory Vote on Executive Compensation. To approve a nonbinding advisory resolution on the Companys executive compensation (Proposal Three). SECTION 14A SAY-ON-PAY VOTES ISSUER 7826.0 0.0 FOR 7826.0 FOR KLA Corporation 482480100 11/01/2023 To approve on a non-binding, advisory basis our named executive officer compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 54.0 0.0 FOR 54.0 FOR KLA Corporation 482480100 11/01/2023 To approve on a non-binding, advisory basis the recommended frequency of future stockholder votes to approve our named executive officer compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 54.0 0.0 1 YEAR 54.0 FOR Korn Ferry 500643200 09/21/2023 Advisory (non-binding) resolution to approve the Company s executive compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 772.0 0.0 FOR 772.0 FOR Korn Ferry 500643200 09/21/2023 Advisory (non-binding) vote on the frequency of future advisory votes to approve the Company s executive compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 772.0 0.0 1 YEAR 772.0 FOR Madrigal Pharmaceuticals, Inc. 558868105 06/25/2024 Advisory vote to approve executive compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 10482.0 0.0 FOR 10482.0 FOR Malibu Boats, Inc. 56117J100 10/26/2023 To approve, on a non-binding advisory basis, the compensation of the Company s named executive officers. SECTION 14A SAY-ON-PAY VOTES ISSUER 563.0 0.0 FOR 563.0 FOR Medtronic plc G5960L103 10/19/2023 Approving, On An Advisory Basis, The Company's Executive Compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 110874.0 0.0 FOR 110874.0 FOR Merck & Co., Inc. 58933Y105 05/28/2024 Non-binding advisory vote to approve the compensation of our named executive officers. SECTION 14A SAY-ON-PAY VOTES ISSUER 80238.0 0.0 FOR 80238.0 FOR Merus N.V N5749R100 05/07/2024 Approval, on an advisory (non-binding) basis, of the compensation of Merus N.V.'s named executive officers. SECTION 14A SAY-ON-PAY VOTES ISSUER 166603.0 0.0 FOR 166603.0 FOR Microchip Technology Incorporated 595017104 08/22/2023 Proposal to approve, on an advisory (non-binding) basis, the compensation of our named executives. SECTION 14A SAY-ON-PAY VOTES ISSUER 52.0 0.0 FOR 52.0 FOR Microchip Technology Incorporated 595017104 08/22/2023 Proposal to approve, on an advisory (non-binding) basis, the frequency period of the advisory executive compensation vote to be held every one, two, or three years. SECTION 14A SAY-ON-PAY VOTES ISSUER 52.0 0.0 1 YEAR 52.0 FOR MillerKnoll, Inc. 600544100 10/16/2023 Proposal to approve, on an advisory basis, the compensation paid to the Company's Named Executive Officers. SECTION 14A SAY-ON-PAY VOTES ISSUER 1129.0 0.0 FOR 1129.0 FOR MillerKnoll, Inc. 600544100 10/16/2023 Proposal to consider, on an advisory basis, the frequency of future advisory votes on executive compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 1129.0 0.0 1 YEAR 1129.0 FOR Natera, Inc. 632307104 06/12/2024 To approve, on an advisory (non-binding) basis, the compensation of Natera, Inc. s named executive officers as disclosed in the proxy statement. SECTION 14A SAY-ON-PAY VOTES ISSUER 87860.0 0.0 FOR 87860.0 FOR NetApp, Inc. 64110D104 09/13/2023 To hold an advisory vote to approve Named Executive Officer compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 665.0 0.0 FOR 665.0 FOR NetApp, Inc. 64110D104 09/13/2023 To hold an advisory vote to approve the frequency of future advisory votes on Named Executive Officer compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 665.0 0.0 1 YEAR 665.0 FOR New Jersey Resources Corporation 646025106 01/24/2024 To approve a non-binding advisory resolution approving the compensation of our named executive officers. SECTION 14A SAY-ON-PAY VOTES ISSUER 1234.0 0.0 FOR 1234.0 FOR NexTier Oilfield Solutions Inc. 65290C105 08/30/2023 Approval, on a non-binding advisory basis, of the compensation that may be paid or become payable to NexTier s named executive officers in connection with the mergers. SECTION 14A SAY-ON-PAY VOTES ISSUER 1610.0 0.0 FOR 1610.0 FOR Ocular Therapeutix, Inc. 67576A100 06/12/2024 To approve an advisory vote on named executive officer compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 176585.0 0.0 AGAINST 176585.0 AGAINST Patterson Companies, Inc. 703395103 09/11/2023 Advisory approval of executive compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 1416.0 0.0 FOR 1416.0 FOR Patterson Companies, Inc. 703395103 09/11/2023 Advisory vote on frequency of shareholder votes on executive compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 1416.0 0.0 1 YEAR 1416.0 FOR Paychex, Inc. 704326107 10/12/2023 Advisory Vote To Approve Named Executive Officer Compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 306.0 0.0 FOR 306.0 FOR Paychex, Inc. 704326107 10/12/2023 Advisory vote on the frequency of future advisory votes on named executive officer compensation SECTION 14A SAY-ON-PAY VOTES ISSUER 306.0 0.0 1 YEAR 306.0 FOR Praxis Precision Medicines, Inc. 74006W207 06/05/2024 To approve, on an advisory (non-binding) basis, the compensation of the named executive officers as disclosed in the Company s proxy statement for the 2024 Annual Meeting of Stockholders pursuant to the applicable compensation disclosure rules of the SEC, including the compensation tables and narrative discussion. SECTION 14A SAY-ON-PAY VOTES ISSUER 53857.0 0.0 AGAINST 53857.0 AGAINST Regeneron Pharmaceuticals, Inc. 75886F107 06/14/2024 Proposal to approve, on an advisory basis, executive compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 8526.0 0.0 FOR 8526.0 FOR Silk Road Medical, Inc. 82710M100 06/18/2024 To approve, on an advisory basis, our executive compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 606806.0 0.0 FOR 606806.0 FOR Spire Inc. 84857L101 01/25/2024 Advisory nonbinding approval of resolution to approve compensation of our named executive officers. SECTION 14A SAY-ON-PAY VOTES ISSUER 4.0 0.0 FOR 4.0 FOR Synaptics Incorporated 87157D109 10/24/2023 Proposal to approve, on a non-binding advisory basis, the compensation of the Company s Named Executive Officers. SECTION 14A SAY-ON-PAY VOTES ISSUER 510.0 0.0 AGAINST 510.0 AGAINST Synaptics Incorporated 87157D109 10/24/2023 Proposal to vote, on an advisory basis, on the frequency of future advisory votes on the compensation of the Company s Named Executive Officers. SECTION 14A SAY-ON-PAY VOTES ISSUER 510.0 0.0 1 YEAR 510.0 FOR Sysco Corporation 871829107 11/17/2023 To approve, by advisory vote, the compensation paid to Sysco's named executive officers, as disclosed in Sysco's 2023 proxy statement. SECTION 14A SAY-ON-PAY VOTES ISSUER 1176.0 0.0 FOR 1176.0 FOR Sysco Corporation 871829107 11/17/2023 To approve, by advisory vote, the frequency of future advisory votes on executive compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 1176.0 0.0 1 YEAR 1176.0 FOR Tandem Diabetes Care, Inc. 875372203 05/22/2024 To Approve, On A Non-Binding, Advisory Basis, The Compensation Of Our Named Executive Officers. SECTION 14A SAY-ON-PAY VOTES ISSUER 133249.0 0.0 FOR 133249.0 FOR Teva Pharmaceutical Industries Ltd. 881624209 06/06/2024 To approve, on a non-binding advisory basis, the compensation for Teva s named executive officers. SECTION 14A SAY-ON-PAY VOTES ISSUER 556345.0 0.0 FOR 556345.0 FOR Teva Pharmaceutical Industries Ltd. 881624209 06/06/2024 To recommend, on a non-binding advisory basis, to hold a non- binding advisory vote to approve the compensation for Teva s named executive officers every one, two or three years. SECTION 14A SAY-ON-PAY VOTES ISSUER 556345.0 0.0 1 YEAR 556345.0 FOR The Duckhorn Portfolio, Inc. 26414D106 01/19/2024 Advisory Vote to Approve Named Executive Officers Compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 232.0 0.0 AGAINST 232.0 AGAINST The Estee Lauder Companies Inc. 518439104 11/17/2023 Advisory vote to approve executive compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 435.0 0.0 AGAINST 435.0 AGAINST The Estee Lauder Companies Inc. 518439104 11/17/2023 Advisory vote on the frequency of the advisory vote on executive compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 435.0 0.0 1 YEAR 435.0 FOR UGI Corporation 902681105 01/26/2024 Advisory Vote on Executive Compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 2633.0 0.0 AGAINST 2633.0 AGAINST UniFirst Corporation 904708104 01/09/2024 Approval, on a non-binding, advisory basis, of the compensation of the Company's named executive officers as more fully described in the Proxy Statement. SECTION 14A SAY-ON-PAY VOTES ISSUER 10.0 0.0 FOR 10.0 FOR UniFirst Corporation 904708104 01/09/2024 Approval, on a non-binding, advisory basis, of the frequency of future non-binding, advisory votes on the compensation of the Company's named executive officers. SECTION 14A SAY-ON-PAY VOTES ISSUER 10.0 0.0 1 YEAR 10.0 FOR Vertex Pharmaceuticals Incorporated 92532F100 05/15/2024 Advisory Vote To Approve Named Executive Office Compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 13120.0 0.0 FOR 13120.0 FOR West Pharmaceutical Services, Inc. 955306105 04/23/2024 Advisory vote to approve named executive officer compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 4423.0 0.0 FOR 4423.0 FOR Xenon Pharmaceuticals Inc. 98420N105 06/04/2024 Compensation of Named Executive Officers: Approve, on an advisory basis, the compensation of the Corporations named executive officers SECTION 14A SAY-ON-PAY VOTES ISSUER 116904.0 0.0 FOR 116904.0 FOR