0001085146-21-000382.txt : 20210202 0001085146-21-000382.hdr.sgml : 20210202 20210201183655 ACCESSION NUMBER: 0001085146-21-000382 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210202 DATE AS OF CHANGE: 20210201 EFFECTIVENESS DATE: 20210202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Berger Financial Group, Inc CENTRAL INDEX KEY: 0001826136 IRS NUMBER: 411856827 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20514 FILM NUMBER: 21578174 BUSINESS ADDRESS: STREET 1: 1695 STATE HIGHWAY 169 CITY: PLYMOUTH STATE: MN ZIP: 55441 BUSINESS PHONE: 763-999-5585 MAIL ADDRESS: STREET 1: 1695 STATE HIGHWAY 169 CITY: PLYMOUTH STATE: MN ZIP: 55441 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001826136 XXXXXXXX 12-31-2020 12-31-2020 false Berger Financial Group, Inc

1695 STATE HIGHWAY 169 PLYMOUTH MN 55441

13F HOLDINGS REPORT 028-20514 N Nick Asmus 763-999-5585 /s/Nick Asmus Plymouth MN 01-28-2021 0 203 572527 INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 2053 11744 SH SOLE 0 0 11744 ABBOTT LABS COM 002824100 287 2620 SH SOLE 0 0 2620 ABBVIE INC COM 00287Y109 373 3477 SH SOLE 0 0 3477 ADOBE SYSTEMS INCORPORATED COM 00724F101 479 957 SH SOLE 0 0 957 ALLSTATE CORP COM 020002101 4207 38272 SH SOLE 0 0 38272 ALPHABET INC CAP STK CL A 02079K305 5361 3059 SH SOLE 0 0 3059 ALPHABET INC CAP STK CL C 02079K107 277 158 SH SOLE 0 0 158 AMAZON COM INC COM 023135106 7289 2238 SH SOLE 0 0 2238 AMERICAN AIRLS GROUP INC COM 02376R102 192 12169 SH SOLE 0 0 12169 AMGEN INC COM 031162100 1082 4705 SH SOLE 0 0 4705 APPLE INC COM 037833100 14492 109217 SH SOLE 0 0 109217 AT&T INC COM 00206R102 330 11476 SH SOLE 0 0 11476 BANK MONTREAL QUE COM 063671101 727 9561 SH SOLE 0 0 9561 BARRICK GOLD CORP COM 067901108 232 10186 SH SOLE 0 0 10186 BIO-TECHNE CORP COM 09073M104 7285 22940 SH SOLE 0 0 22940 BOEING CO COM 097023105 2841 13273 SH SOLE 0 0 13273 BRISTOL-MYERS SQUIBB CO COM 110122108 254 4096 SH SOLE 0 0 4096 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 24046 256167 SH SOLE 0 0 256167 CANADIAN IMP BK COMM COM 136069101 407 4759 SH SOLE 0 0 4759 CARDIOVASCULAR SYS INC DEL COM 141619106 284 6494 SH SOLE 0 0 6494 CATERPILLAR INC COM 149123101 220 1206 SH SOLE 0 0 1206 CHUBB LIMITED COM H1467J104 4532 29447 SH SOLE 0 0 29447 CISCO SYS INC COM 17275R102 286 6387 SH SOLE 0 0 6387 COCA COLA CO COM 191216100 558 10180 SH SOLE 0 0 10180 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 5131 62606 SH SOLE 0 0 62606 COHEN & STEERS REIT & PFD &I COM 19247X100 356 15611 SH SOLE 0 0 15611 COSTCO WHSL CORP NEW COM 22160K105 4319 11464 SH SOLE 0 0 11464 CVS HEALTH CORP COM 126650100 3929 57525 SH SOLE 0 0 57525 DBX ETF TR XTRACK USD HIGH 233051432 1826 36456 SH SOLE 0 0 36456 DELAWARE INVTS MINN MUN INCO COM 24610V103 722 55017 SH SOLE 0 0 55017 DELTA AIR LINES INC DEL COM NEW 247361702 294 7318 SH SOLE 0 0 7318 DISNEY WALT CO COM 254687106 304 1677 SH SOLE 0 0 1677 DONALDSON INC COM 257651109 520 9308 SH SOLE 0 0 9308 EASTMAN CHEM CO COM 277432100 206 2053 SH SOLE 0 0 2053 EATON VANCE LTD DURATION INC COM 27828H105 143 11375 SH SOLE 0 0 11375 EDITAS MEDICINE INC COM 28106W103 372 5300 SH SOLE 0 0 5300 ELECTRONIC ARTS INC COM 285512109 3915 27261 SH SOLE 0 0 27261 ENTERGY CORP NEW COM 29364G103 3570 35757 SH SOLE 0 0 35757 ETF MANAGERS TR ETHO CLIMATE LEA 26924G888 503 9463 SH SOLE 0 0 9463 EXACT SCIENCES CORP COM 30063P105 356 2688 SH SOLE 0 0 2688 EXTRA SPACE STORAGE INC COM 30225T102 4329 37361 SH SOLE 0 0 37361 EXXON MOBIL CORP COM 30231G102 330 8011 SH SOLE 0 0 8011 FACEBOOK INC CL A 30303M102 320 1170 SH SOLE 0 0 1170 FASTENAL CO COM 311900104 261 5346 SH SOLE 0 0 5346 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 12770 632496 SH SOLE 0 0 632496 FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 4155 101121 SH SOLE 0 0 101121 FIRST TR 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INTERNATIONAL BUSINESS MACHS COM 459200101 4095 32531 SH SOLE 0 0 32531 INTERNATIONAL PAPER CO COM 460146103 4798 96492 SH SOLE 0 0 96492 INTUITIVE SURGICAL INC COM NEW 46120E602 1017 1243 SH SOLE 0 0 1243 INVESCO EXCH TRADED FD TR II DWA SMLCP MENT 46138E842 2256 29959 SH SOLE 0 0 29959 INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG 46138E784 435 15068 SH SOLE 0 0 15068 INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 46138E198 1128 23436 SH SOLE 0 0 23436 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 333 5915 SH SOLE 0 0 5915 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 2985 34013 SH SOLE 0 0 34013 INVESCO EXCHANGE TRADED FD T DWA TECHNOLOGY 46137V811 294 2092 SH SOLE 0 0 2092 INVESCO QQQ TR UNIT SER 1 46090E103 1593 5077 SH SOLE 0 0 5077 ISHARES INC MSCI EMERG MRKT 464286533 4012 65690 SH SOLE 0 0 65690 ISHARES TR CORE DIV GRWTH 46434V621 333 7430 SH SOLE 0 0 7430 ISHARES TR CORE S&P MCP ETF 464287507 259 1129 SH SOLE 0 0 1129 ISHARES TR CORE S&P SCP ETF 464287804 227 2473 SH SOLE 0 0 2473 ISHARES TR CORE S&P500 ETF 464287200 230 612 SH SOLE 0 0 612 ISHARES TR CORE US AGGBD ET 464287226 412 3483 SH SOLE 0 0 3483 ISHARES TR EAFE GRWTH ETF 464288885 6409 63510 SH SOLE 0 0 63510 ISHARES TR ESG AWRE 1 5 YR 46435G243 261 9988 SH SOLE 0 0 9988 ISHARES TR GBL GREEN ETF 46435U440 731 12991 SH SOLE 0 0 12991 ISHARES TR GL CLEAN ENE ETF 464288224 545 19298 SH SOLE 0 0 19298 ISHARES TR MSCI EAFE ETF 464287465 666 9129 SH SOLE 0 0 9129 ISHARES TR MSCI EAFE MIN VL 46429B689 514 7004 SH SOLE 0 0 7004 ISHARES TR MSCI EMG MKT ETF 464287234 255 4941 SH SOLE 0 0 4941 ISHARES TR MSCI USA MIN VOL 46429B697 2397 35315 SH SOLE 0 0 35315 ISHARES TR MSCI USA MMENTM 46432F396 2822 17495 SH SOLE 0 0 17495 ISHARES TR NASDAQ BIOTECH 464287556 472 3118 SH SOLE 0 0 3118 ISHARES TR RUSSELL 2000 ETF 464287655 210 1070 SH SOLE 0 0 1070 ISHARES TR S&P 500 GRWT ETF 464287309 576 9024 SH SOLE 0 0 9024 ISHARES TR SELECT DIVID ETF 464287168 222 2313 SH SOLE 0 0 2313 ISHARES TR TIPS BD ETF 464287176 25903 202924 SH SOLE 0 0 202924 J P MORGAN EXCHANGE-TRADED F DIV RTN EM EQT 46641Q308 2991 54520 SH SOLE 0 0 54520 J P MORGAN EXCHANGE-TRADED F DIV RTN INT EQ 46641Q209 7968 136881 SH SOLE 0 0 136881 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 311 6120 SH SOLE 0 0 6120 J P MORGAN EXCHANGE-TRADED F US AGGREGATE 46641Q613 37230 1336817 SH SOLE 0 0 1336817 JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 242 4798 SH SOLE 0 0 4798 JOHNSON & JOHNSON COM 478160104 5995 38092 SH SOLE 0 0 38092 JOHNSON CTLS INTL PLC SHS G51502105 4876 104647 SH SOLE 0 0 104647 JPMORGAN CHASE & CO COM 46625H100 573 4511 SH SOLE 0 0 4511 JUNIPER NETWORKS INC COM 48203R104 3699 164344 SH SOLE 0 0 164344 KKR INCOME OPPORTUNITIES FD COM 48249T106 227 15708 SH SOLE 0 0 15708 KROGER CO COM 501044101 3988 125571 SH SOLE 0 0 125571 L3HARRIS TECHNOLOGIES INC COM 502431109 3645 19283 SH SOLE 0 0 19283 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 11467 405047 SH SOLE 0 0 405047 LEIDOS HOLDINGS INC COM 525327102 4200 39952 SH SOLE 0 0 39952 LENNAR CORP CL A 526057104 4635 60803 SH SOLE 0 0 60803 LILLY ELI & CO COM 532457108 230 1362 SH SOLE 0 0 1362 LOCKHEED MARTIN CORP COM 539830109 3793 10684 SH SOLE 0 0 10684 MASTERCARD INCORPORATED CL A 57636Q104 301 844 SH SOLE 0 0 844 MEDTRONIC PLC SHS G5960L103 6751 57635 SH SOLE 0 0 57635 MERCK & CO. INC COM 58933Y105 4338 53031 SH SOLE 0 0 53031 MICROSOFT CORP COM 594918104 5020 22571 SH SOLE 0 0 22571 MORGAN STANLEY COM NEW 617446448 228 3332 SH SOLE 0 0 3332 NORTHROP GRUMMAN CORP COM 666807102 3504 11500 SH SOLE 0 0 11500 NUSHARES ETF TR ESG HI TLD CRP 67092P854 263 10515 SH SOLE 0 0 10515 NUVEEN PFD & INCM SECURTIES COM 67072C105 282 28932 SH SOLE 0 0 28932 NUVEEN PFD & INCOME OPPORTUN COM 67073B106 96 10076 SH SOLE 0 0 10076 NVIDIA CORPORATION COM 67066G104 445 853 SH SOLE 0 0 853 OMNICOM GROUP INC COM 681919106 3815 61172 SH SOLE 0 0 61172 ORACLE CORP COM 68389X105 4924 76124 SH SOLE 0 0 76124 OSI ETF TR OSHS GBL INTER 67110P704 307 5664 SH SOLE 0 0 5664 PEPSICO INC COM 713448108 751 5064 SH SOLE 0 0 5064 PFIZER INC COM 717081103 4335 117760 SH SOLE 0 0 117760 PROCTER AND GAMBLE CO COM 742718109 442 3179 SH SOLE 0 0 3179 QUEST DIAGNOSTICS INC COM 74834L100 4172 35008 SH SOLE 0 0 35008 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 3769 104652 SH SOLE 0 0 104652 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 243 6453 SH SOLE 0 0 6453 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 12407 423730 SH SOLE 0 0 423730 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 8734 155879 SH SOLE 0 0 155879 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 949 14797 SH SOLE 0 0 14797 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 9597 74736 SH SOLE 0 0 74736 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 223 3739 SH SOLE 0 0 3739 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 18303 201245 SH SOLE 0 0 201245 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 6769 99279 SH SOLE 0 0 99279 SCHWAB STRATEGIC TR US TIPS ETF 808524870 2146 34571 SH SOLE 0 0 34571 SEAGATE TECHNOLOGY PLC SHS G7945M107 5002 80467 SH SOLE 0 0 80467 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 524 8362 SH SOLE 0 0 8362 SOUTHERN CO COM 842587107 434 7067 SH SOLE 0 0 7067 SOUTHWEST AIRLS CO COM 844741108 433 9287 SH SOLE 0 0 9287 SPDR GOLD TR GOLD SHS 78463V107 412 2312 SH SOLE 0 0 2312 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 408 11522 SH SOLE 0 0 11522 SPDR S&P 500 ETF TR TR UNIT 78462F103 2005 5361 SH SOLE 0 0 5361 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 676 1610 SH SOLE 0 0 1610 SPDR SER TR BLMBRG BRC CNVRT 78464A359 675 8155 SH SOLE 0 0 8155 SPDR SER TR BLOMBERG INTL TR 78464A516 903 28904 SH SOLE 0 0 28904 SPDR SER TR BLOMBRG BRC INTL 78464A151 685 18063 SH SOLE 0 0 18063 SPDR SER TR PORTFOLIO S&P400 78464A847 2682 66395 SH SOLE 0 0 66395 SPDR SER TR S&P 600 SMCP GRW 78464A201 2084 27290 SH SOLE 0 0 27290 SPDR SER TR S&P 600 SMCP VAL 78464A300 1930 29153 SH SOLE 0 0 29153 SPDR SER TR S&P DIVID ETF 78464A763 232 2191 SH SOLE 0 0 2191 SPDR SER TR SSGA US SMAL ETF 78468R887 2454 25648 SH SOLE 0 0 25648 STARBUCKS CORP COM 855244109 441 4119 SH SOLE 0 0 4119 STRATEGY SHS NS 7HANDL IDX 86280R506 742 29041 SH SOLE 0 0 29041 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 4000 19251 SH SOLE 0 0 19251 TARGET CORP COM 87612E106 739 4187 SH SOLE 0 0 4187 TESLA INC COM 88160R101 766 1086 SH SOLE 0 0 1086 TORONTO DOMINION BK ONT COM NEW 891160509 207 3672 SH SOLE 0 0 3672 TRAVELERS COMPANIES INC COM 89417E109 4392 31288 SH SOLE 0 0 31288 TYSON FOODS INC CL A 902494103 3643 56531 SH SOLE 0 0 56531 UNION PAC CORP COM 907818108 373 1793 SH SOLE 0 0 1793 UNITEDHEALTH GROUP INC COM 91324P102 1484 4231 SH SOLE 0 0 4231 UNIVERSAL HLTH SVCS INC CL B 913903100 4487 32636 SH SOLE 0 0 32636 US BANCORP DEL COM NEW 902973304 296 6362 SH SOLE 0 0 6362 VANGUARD BD INDEX FDS INTERMED TERM 921937819 494 5319 SH SOLE 0 0 5319 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 529 4829 SH SOLE 0 0 4829 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 894 10790 SH SOLE 0 0 10790 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 686 7781 SH SOLE 0 0 7781 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 1161 19836 SH SOLE 0 0 19836 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 445 2704 SH SOLE 0 0 2704 VANGUARD INDEX FDS GROWTH ETF 922908736 599 2363 SH SOLE 0 0 2363 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1253 7132 SH SOLE 0 0 7132 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2141 6230 SH SOLE 0 0 6230 VANGUARD INDEX FDS SMALL CP ETF 922908751 1034 5313 SH SOLE 0 0 5313 VANGUARD INDEX FDS VALUE ETF 922908744 244 2053 SH SOLE 0 0 2053 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 270 4622 SH SOLE 0 0 4622 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1314 26231 SH SOLE 0 0 26231 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 214 3548 SH SOLE 0 0 3548 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 241 2604 SH SOLE 0 0 2604 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 337 3466 SH SOLE 0 0 3466 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 526 9731 SH SOLE 0 0 9731 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 8550 138798 SH SOLE 0 0 138798 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 846 10166 SH SOLE 0 0 10166 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 263 1864 SH SOLE 0 0 1864 VANGUARD STAR FDS VG TL INTL STK F 921909768 581 9655 SH SOLE 0 0 9655 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 1302 27584 SH SOLE 0 0 27584 VANGUARD WORLD FDS INF TECH ETF 92204A702 205 579 SH SOLE 0 0 579 VERIZON COMMUNICATIONS INC COM 92343V104 4355 74134 SH SOLE 0 0 74134 VIATRIS INC COM 92556V106 233 12447 SH SOLE 0 0 12447 WALMART INC COM 931142103 4636 32159 SH SOLE 0 0 32159 WESTERN UN CO COM 959802109 3980 181388 SH SOLE 0 0 181388 WISDOMTREE TR EMER MKT HIGH FD 97717W315 213 5175 SH SOLE 0 0 5175 WISDOMTREE TR EMERG MKTS ESG 97717X214 4180 116877 SH SOLE 0 0 116877 WISDOMTREE TR EMG MKTS SMCAP 97717W281 4205 88118 SH SOLE 0 0 88118 WISDOMTREE TR EMGRING MKTS 97717Y782 4060 168079 SH SOLE 0 0 168079 WISDOMTREE TR INTL ESG FUND 97717Y709 12233 429523 SH SOLE 0 0 429523 WISDOMTREE TR INTL MIDCAP DV 97717W778 7825 123079 SH SOLE 0 0 123079 WISDOMTREE TR INTL SMCAP DIV 97717W760 404 5932 SH SOLE 0 0 5932 WISDOMTREE TR US LARGECAP DIVD 97717W307 2831 26337 SH SOLE 0 0 26337 WISDOMTREE TR US LARGECAP FUND 97717W588 422 10501 SH SOLE 0 0 10501 WISDOMTREE TR US MIDCAP DIVID 97717W505 1351 38797 SH SOLE 0 0 38797 WISDOMTREE TR US SMALLCAP DIVD 97717W604 2039 76664 SH SOLE 0 0 76664 WISDOMTREE TR US SMALLCAP FUND 97717W562 2986 76710 SH SOLE 0 0 76710 XCEL ENERGY INC COM 98389B100 646 9696 SH SOLE 0 0 9696