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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
450 Fifth Street NW
Washington, D.C. 29549
 
 
 
Form
8-K
CURRENT REPORT
 
PURSUANT TO SECTION 13 OR 15(d)
 
OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
 
August 27, 2021
 
THE CATO CORPORATION
(Exact Name of Registrant as Specified in Its Charter)
Delaware
1-31340
56-0484485
(State or Other Jurisdiction
of
 
Incorporation
(Commission
File Number)
(IRS Employer
Identification No.)
8100 Denmark Road
,
Charlotte
,
North Carolina
(Address of Principal Executive Offices)
28273-5975
(Zip Code)
(704)
554-8510
(Registrant’s Telephone
 
Number, Including Area Code)
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
 
Check the
 
appropriate box
 
below if
 
the Form
 
8-K filing
 
is intended
 
to simultaneously
 
satisfy the
 
filing obligation
 
of the
 
registrant
under any of the following provisions:
 
 
 
Written communications pursuant to
 
Rule 425 under the Securities Act (17 CFR 230.425)
 
 
Soliciting material pursuant to Rule 14a-12 under the Exchange
 
Act (17 CFR 240.14a-12)
 
 
Pre-commencement communications pursuant to Rule 14d
 
-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
 
Pre-commencement communications pursuant to Rule 13e
 
-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Class A - Common Stock, par value $.033 per share
CATO
New York Stock Exchange
 
Indicate by check mark whether the registrant is an emerging
 
growth company as defined in as defined in Rule 405
 
of the Securities
Act of 1933 (§230.405 of this chapter) or Rule 12b
 
-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
 
 
 
If an emerging growth company,
 
indicate by check mark if the registrant has elected not to
 
use the extended transition period for
complying with any new or revised financial accounting standards
 
provided pursuant to Section 13(a) of the Exchange Act.
 
 
2
 
THE CATO
 
CORPORATION
 
Item 7.01.
 
Regulation FD Disclosure.
 
On August 27, 2021, The Cato Corporation issued a press release announcing the decision to
increase the quarterly dividend.
 
 
A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and
is incorporated by reference herein.
 
The information contained in this Item 7.01 and in Exhibit 99.1 shall not be deemed “filed” for
purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange
Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or
the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
Item 9.01.
 
Financial Statements and Exhibits.
 
(d)
 
Exhibits
 
 
Exhibit 104 – Cover Page Interactive Data File (embedded within Inline XBRL
document)
 
 
 
 
 
3
 
Signatures
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant
 
has duly caused this
report to be signed on its behalf by the undersigned thereunto duly
 
authorized.
 
 
THE CATO
 
CORPORATION
 
 
August 27, 2021
/s/ John P.
 
D. Cato
Date
John P.
 
D. Cato
Chairman, President and
Chief Executive Officer
August 27, 2021
/s/ John R. Howe
Date
John R. Howe
Executive Vice President
Chief Financial Officer
 
 
 
 
 
4
 
Exhibit Index
 
Exhibit
Exhibit
No.
99.1
Exhibit 104 – Cover Page Interactive Data File
(embedded within Inline XBRL document)
104