8-K 1 tm2113910d1_8k.htm FORM 8-K

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported): April 26, 2021

 

 

Franklin BSP Capital Corporation

(Exact name of Registrant as Specified in Its Charter)

 

 

Delaware  814-01360  85-2950084
(State or Other Jurisdiction
of Incorporation)
  (Commission
File Number)
  (IRS Employer
Identification No.)

 

9 West 57th Street, Suite 4920, New York, New York 10019
(Address of Principal Executive Offices) (Zip Code)

 

Registrant’s telephone number, including area code: (212) 588-6700

 

(Former Name or Former Address, if Changed Since Last Report)

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading Symbol Name of each exchange on which registered
N/A N/A N/A

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b- 2 of the Securities Exchange Act of 1934.

 

Emerging growth company þ

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. þ

 

 

 

 

 

Item 8.01.Other Events.

 

On April 26, 2021, Franklin BSP Capital Corporation (the “Company”) issued a press release announcing the closing of equity commitments to the Company. A copy of the press release is attached hereto as Exhibit 99.1.

 

Item 9.01Financial Statement and Exhibits

 

(d) Exhibits.

 

99.1 Press release of the Company dated April 26, 2021.

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Franklin BSP Capital Corporation
       
Date: April 26, 2021 By: /s/ Nina K. Baryski  
  Name: Nina K. Baryski  
  Title: Chief Financial Officer