0000897069-24-000260.txt : 20240207 0000897069-24-000260.hdr.sgml : 20240207 20240207171026 ACCESSION NUMBER: 0000897069-24-000260 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240205 FILED AS OF DATE: 20240207 DATE AS OF CHANGE: 20240207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zalupski Patrick O. CENTRAL INDEX KEY: 0001841163 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39916 FILM NUMBER: 24605750 MAIL ADDRESS: STREET 1: 14701 PHILIPS HIGHWAY STREET 2: SUITE 300 CITY: JACKSONVILLE STATE: FL ZIP: 32256 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dream Finders Homes, Inc. CENTRAL INDEX KEY: 0001825088 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 852983036 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14701 PHILIPS HIGHWAY STREET 2: SUITE 300 CITY: JACKSONVILLE STATE: FL ZIP: 32256 BUSINESS PHONE: 904.505.4242 MAIL ADDRESS: STREET 1: 14701 PHILIPS HIGHWAY STREET 2: SUITE 300 CITY: JACKSONVILLE STATE: FL ZIP: 32256 4 1 form4.xml X0508 4 2024-02-05 0001825088 Dream Finders Homes, Inc. DFH 0001841163 Zalupski Patrick O. 14701 PHILIPS HIGHWAY SUITE 300 JACKSONVILLE FL 32256 true true true President and CEO true Class B common stock, par value $0.01 per share 2024-02-05 4 C 0 1000000 0 D 57820586 D Class A common stock, par value $0.01 per share 2024-02-05 4 C 0 1000000 0 A 1687885 D Class A common stock, par value $0.01 per share 2024-02-05 4 S 0 21632 30.71 D 1666253 D Class A common stock, par value $0.01 per share 2024-02-05 4 S 0 5812 31.63 D 1660441 D Class A common stock, par value $0.01 per share 2024-02-05 4 S 0 34 32.47 D 1660407 D Class A common stock, par value $0.01 per share 2024-02-06 4 S 0 20631 30.88 D 1639776 D Class B common stock, par value $0.01 per share 809409 I By trust Class B common stock, par value $0.01 per share 596158 I See Footnote Each share of Class B Common Stock is convertible at the option of the reporting person into one share of Class A Common Stock of Dream Finders Homes, Inc. and has no expiration date. Conversion of Class B common stock into an equal number of shares of Class A common stock without the payment of any consideration by the holder. The price reported in Column 4 is a weighted average price. The prices sold ranged from $30.41 to $31.41. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price. The prices sold ranged from $31.42 to $32.42. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price. The prices sold ranged from $32.46 to $32.50 The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price. The prices sold ranged from $30.57 to $31.50. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. Includes 8,990 shares held in a 401(k) account. Shares contributed to trust established for the benefit of the reporting person's children. Shares held by POZ Holdings, Inc., which is controlled by the reporting person. /s/ Robert E. Riva by Power of Attorney 2024-02-07