0000897069-23-001784.txt : 20231215 0000897069-23-001784.hdr.sgml : 20231215 20231215164202 ACCESSION NUMBER: 0000897069-23-001784 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231213 FILED AS OF DATE: 20231215 DATE AS OF CHANGE: 20231215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zalupski Patrick O. CENTRAL INDEX KEY: 0001841163 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39916 FILM NUMBER: 231490981 MAIL ADDRESS: STREET 1: 14701 PHILIPS HIGHWAY STREET 2: SUITE 300 CITY: JACKSONVILLE STATE: FL ZIP: 32256 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dream Finders Homes, Inc. CENTRAL INDEX KEY: 0001825088 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 852983036 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14701 PHILIPS HIGHWAY STREET 2: SUITE 300 CITY: JACKSONVILLE STATE: FL ZIP: 32256 BUSINESS PHONE: 904.505.4242 MAIL ADDRESS: STREET 1: 14701 PHILIPS HIGHWAY STREET 2: SUITE 300 CITY: JACKSONVILLE STATE: FL ZIP: 32256 4 1 form4.xml X0508 4 2023-12-13 0001825088 Dream Finders Homes, Inc. DFH 0001841163 Zalupski Patrick O. 14701 PHILIPS HIGHWAY SUITE 300 JACKSONVILLE FL 32256 true true true President and CEO true Class A common stock, par value $0.01 per share 2023-12-13 4 S 0 15572 26.98 D 887542 D Class A common stock, par value $0.01 per share 2023-12-13 4 S 0 4420 27.64 D 883122 D Class A common stock, par value $0.01 per share 2023-12-14 4 S 0 6699 29.35 D 876423 D Class A common stock, par value $0.01 per share 2023-12-14 4 S 0 26258 30.1 D 850165 D Class A common stock, par value $0.01 per share 2023-12-14 4 S 0 13440 31.18 D 836725 D Class B common stock, par value $0.01 per share 58820586 D Class B common stock, par value $0.01 per share 809409 I By trust Class B common stock, par value $0.01 per share 596158 I See footnote The price reported in Column 4 is a weighted average price. The prices sold ranged from $26.52 to $27.52. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. Includes 8,990 shares held in a 401(k) account. The price reported in Column 4 is a weighted average price. The prices sold ranged from $27.53 to $27.97. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price. The prices sold ranged from $28.62 to $29.62. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price. The prices sold ranged from $29.63 to $30.62. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price. The prices sold ranged from $30.68 to $31.52. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. Each share of Class B Common Stock is convertible at the option of the reporting person into one share of Class A Common Stock of Dream Finders Homes, Inc. and has no expiration date. Shares contributed to trust established for the benefit of the reporting person's children. Shares held by POZ Holdings, Inc., which is controlled by the reporting person. /s/ Robert E. Riva by Power of Attorney 2023-12-15