0000897069-23-001359.txt : 20230905 0000897069-23-001359.hdr.sgml : 20230905 20230905165840 ACCESSION NUMBER: 0000897069-23-001359 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230121 FILED AS OF DATE: 20230905 DATE AS OF CHANGE: 20230905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riva Robert E. CENTRAL INDEX KEY: 0001841134 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39916 FILM NUMBER: 231236636 MAIL ADDRESS: STREET 1: 14701 PHILIPS HIGHWAY STREET 2: SUITE 300 CITY: JACKSONVILLE STATE: FL ZIP: 32256 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dream Finders Homes, Inc. CENTRAL INDEX KEY: 0001825088 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 852983036 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14701 PHILIPS HIGHWAY STREET 2: SUITE 300 CITY: JACKSONVILLE STATE: FL ZIP: 32256 BUSINESS PHONE: 904.505.4242 MAIL ADDRESS: STREET 1: 14701 PHILIPS HIGHWAY STREET 2: SUITE 300 CITY: JACKSONVILLE STATE: FL ZIP: 32256 4 1 form4.xml X0508 4 2023-01-21 0001825088 Dream Finders Homes, Inc. DFH 0001841134 Riva Robert E. 14701 PHILIPS HIGHWAY SUITE 300 JACKSONVILLE FL 32256 true VP, GC and Corporate Secretary false Class A common stock, par value $0.01 per share 2023-01-21 4 F 0 190 10.75 D 32379 D Class A common stock, par value $0.01 per share 2023-04-01 4 F 0 414 13.25 D 31965 D Class A common stock, par value $0.01 per share 2023-08-10 4 G 0 1000 0 D 30965 D Withholding of shares upon vesting by the Company to satisfy tax liability. Includes 3,125 shares held in a 401(k) account. /s/ Robert E. Riva 2023-09-05