0001209191-23-057537.txt : 20231205 0001209191-23-057537.hdr.sgml : 20231205 20231205181013 ACCESSION NUMBER: 0001209191-23-057537 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231201 FILED AS OF DATE: 20231205 DATE AS OF CHANGE: 20231205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Buller Benyamin CENTRAL INDEX KEY: 0001877725 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39757 FILM NUMBER: 231467917 MAIL ADDRESS: STREET 1: C/O VELO3D, INC. STREET 2: 511 DIVISION STREET CITY: CAMPBELL STATE: CA ZIP: 95008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Velo3D, Inc. CENTRAL INDEX KEY: 0001825079 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 511 DIVISION ST. CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: (408) 610-3915 MAIL ADDRESS: STREET 1: 511 DIVISION ST. CITY: CAMPBELL STATE: CA ZIP: 95008 FORMER COMPANY: FORMER CONFORMED NAME: JAWS Spitfire Acquisition Corp DATE OF NAME CHANGE: 20200921 FORMER COMPANY: FORMER CONFORMED NAME: Spitfire Acquisition Corp DATE OF NAME CHANGE: 20200916 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-12-01 0 0001825079 Velo3D, Inc. VLD 0001877725 Buller Benyamin C/O VELO3D, INC. 511 DIVISION STREET CAMPBELL CA 95008 1 1 0 0 Chief Executive Officer 1 Common Stock 2023-12-01 4 M 0 5000 0.18 A 5197706 D Common Stock 2023-12-01 4 M 0 5000 0.18 A 5202706 D Common Stock 2023-12-01 4 S 0 10000 1.00 D 5192706 D Common Stock 2023-12-01 4 S 0 2000 0.9737 D 5190706 D Stock Option (right to buy Common Stock) 0.18 2023-12-01 4 M 0 5000 0.00 D 2030-06-09 Common Stock 5000 2138154 D Stock Option (right to buy Common Stock) 0.18 2023-12-01 4 M 0 5000 0.00 D 2030-06-09 Common Stock 5000 2607380 D The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 15, 2023. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.9531 to $0.9999 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option vests as to 1/4 of the total shares on June 11, 2020, and thereafter 2.0833% of the total shares vest monthly until such time as the option is 100% vested, subject to the continued service of the Reporting Person on each vesting date. /s/ Bernard Chung as attorney-in-fact for Benyamin Buller 2023-12-05