0001209191-23-047242.txt : 20230824 0001209191-23-047242.hdr.sgml : 20230824 20230824181136 ACCESSION NUMBER: 0001209191-23-047242 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230808 FILED AS OF DATE: 20230824 DATE AS OF CHANGE: 20230824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chung Bernard CENTRAL INDEX KEY: 0001878916 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39757 FILM NUMBER: 231203282 MAIL ADDRESS: STREET 1: C/O VELO3D, INC. STREET 2: 511 DIVISION STREET CITY: CAMPBELL STATE: CA ZIP: 95008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Velo3D, Inc. CENTRAL INDEX KEY: 0001825079 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 511 DIVISION ST. CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: (408) 610-3915 MAIL ADDRESS: STREET 1: 511 DIVISION ST. CITY: CAMPBELL STATE: CA ZIP: 95008 FORMER COMPANY: FORMER CONFORMED NAME: JAWS Spitfire Acquisition Corp DATE OF NAME CHANGE: 20200921 FORMER COMPANY: FORMER CONFORMED NAME: Spitfire Acquisition Corp DATE OF NAME CHANGE: 20200916 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-08-08 0 0001825079 Velo3D, Inc. VLD 0001878916 Chung Bernard C/O VELO3D, INC. 511 DIVISION STREET CAMPBELL CA 95008 0 1 0 0 Vice President, Finance 0 Common Stock 2023-08-15 4 M 0 1662 A 164428 D Common Stock 2023-08-15 4 M 0 5841 A 170269 D Common Stock 2023-08-15 4 M 0 5841 A 176110 D Common Stock 2023-08-15 4 M 0 3804 A 179914 D Common Stock 2023-08-21 4 S 0 6127 1.49 D 173787 D Restricted Stock Unit (RSU) 2023-08-08 4 A 0 15217 0.00 A Common Stock 15217 15217 D Restricted Stock Unit (RSU) 2023-08-15 4 M 0 1662 0.00 D Common Stock 1662 14957 D Restricted Stock Unit (RSU) 2023-08-15 4 M 0 5841 0.00 D Common Stock 5841 11682 D Restricted Stock Unit (RSU) 2023-08-15 4 M 0 5841 0.00 D Common Stock 5841 11682 D Restricted Stock Unit (RSU) 2023-08-15 4 M 0 3804 0.00 D Common Stock 3804 11413 D Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs. The RSUs vest in four equal quarterly installments on August 15, 2023, November 15, 2023, February 15, 2024 and May 15, 2024, subject to the continued service of the Reporting Person on each vesting date. The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date. The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date. /s/ William D. McCombe as attorney-in-fact for Bernard Chung 2023-08-24