0001209191-23-047147.txt : 20230823 0001209191-23-047147.hdr.sgml : 20230823 20230823211052 ACCESSION NUMBER: 0001209191-23-047147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230815 FILED AS OF DATE: 20230823 DATE AS OF CHANGE: 20230823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Youssef Renette CENTRAL INDEX KEY: 0001877726 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39757 FILM NUMBER: 231198756 MAIL ADDRESS: STREET 1: C/O VELO3D, INC. STREET 2: 511 DIVISION STREET CITY: CAMPBELL STATE: CA ZIP: 95008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Velo3D, Inc. CENTRAL INDEX KEY: 0001825079 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 511 DIVISION ST. CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: (408) 610-3915 MAIL ADDRESS: STREET 1: 511 DIVISION ST. CITY: CAMPBELL STATE: CA ZIP: 95008 FORMER COMPANY: FORMER CONFORMED NAME: JAWS Spitfire Acquisition Corp DATE OF NAME CHANGE: 20200921 FORMER COMPANY: FORMER CONFORMED NAME: Spitfire Acquisition Corp DATE OF NAME CHANGE: 20200916 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-08-15 0 0001825079 Velo3D, Inc. VLD 0001877726 Youssef Renette C/O VELO3D, INC. 511 DIVISION STREET CAMPBELL CA 95008 0 1 0 0 Chief Marketing Officer 0 Common Stock 2023-08-15 4 M 0 9935 A 69156 D Common Stock 2023-08-15 4 M 0 20795 A 89951 D Common Stock 2023-08-21 4 S 0 7892 1.49 D 82059 D Restricted Stock Unit (RSU) 2023-08-15 4 M 0 9935 0.00 D Common Stock 9935 89417 D Restricted Stock Unit (RSU) 2023-08-15 4 M 0 20795 0.00 D Common Stock 20795 41588 D Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs. The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date. The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date. /s/ William D. McCombe as attorney-in-fact for Renette Youssef 2023-08-23