SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
patel Paresh Dinesh

(Last) (First) (Middle)
30 COLPITTS ROAD

(Street)
WESTON MA 02493

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Natural Order Acquisition Corp. [ NOAC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
President & CEO
3. Date of Earliest Transaction (Month/Day/Year)
09/21/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common stock 09/21/2021 S(1) 20,000 D $0.0035 5,630,000 I See Footnote(3)
Common stock 09/24/2021 P(2) 12,500 A $0.0035 5,642,500 I See Footnote(3)
Common stock 11,000 I See Footnote(4)
Common stock 500,000 I See Footnote(5)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. On September 21, 2021, Natural Order Sponsor LLC transferred 20,000 shares of common stock of the Issuer to John A. Ritacco, Jr. for an aggregate $69.57 ($0.0034783 per share) in connection with his appointment as Chief Financial Officer of the Issuer.
2. On September 24, 2021, in connection with his resignation as Chief Financial Officer of the Issuer, Marc Volpe transferred 12,500 shares of common stock of the Issuer to Natural Order Sponsor LLC for an aggregate $43.48 ($0.0034783 per share).
3. Represents shares of common stock held by Natural Order Sponsor LLC, over which the Reporting Person shares voting and dispositive power.
4. In connection with the Issuer's initial public offering, the Reporting Person acquired units at $10.00 per unit, with each unit consisting of one share of common stock, $0.0001 par value and one redeemable warrant to acquire 1/2 of one share of common stock. The securities are held by the Reporting Person's children.
5. In connection with the Issuer's initial public offering, the Reporting Person acquired units at $10.00 per unit, with each unit consisting of one share of common stock, $0.0001 par value and one redeemable warrant to acquire 1/2 of one share of common stock. The securities are held by the Reporting Person's spouse.
/s/ Paresh D. Patel 01/10/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.