0001209191-23-035213.txt : 20230607 0001209191-23-035213.hdr.sgml : 20230607 20230607181009 ACCESSION NUMBER: 0001209191-23-035213 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220531 FILED AS OF DATE: 20230607 DATE AS OF CHANGE: 20230607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lafargue Rell Q. Jr. CENTRAL INDEX KEY: 0001865887 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39795 FILM NUMBER: 231000164 MAIL ADDRESS: STREET 1: 75 VARICK STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Reservoir Media, Inc. CENTRAL INDEX KEY: 0001824403 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 000000000 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 200 VARICK STREET, SUITE 801A CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 212-675-0541 MAIL ADDRESS: STREET 1: 200 VARICK STREET, SUITE 801A CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: Roth CH Acquisition II Co DATE OF NAME CHANGE: 20200911 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2022-05-31 0 0001824403 Reservoir Media, Inc. RSVR 0001865887 Lafargue Rell Q. Jr. C/O RESERVOIR MEDIA, INC. 200 VARICK STREET, SUITE 801A NEW YORK NY 10014 1 1 0 0 President and COO 0 Common stock, $0.0001 par value 2022-05-31 4 F 0 12751 7.46 D 54820 D Common stock, $0.0001 par value 2023-05-31 4 F 0 34511 6.51 D 155279 D Common stock, $0.0001 par value 2023-05-31 4 F 0 12809 6.51 D 189790 D Common stock, $0.0001 par value 2023-06-03 4 A 0 176929 0.00 A 332208 D Represents shares of common stock withheld by Reservoir Media, Inc. in connection with the vesting of restricted stock units to cover the Reporting Person's tax withholding obligations. As a result of the delayed reporting of this transaction, the total amount of securities beneficially owned following the transaction reported in the Form 4 filed on 7/08/22 on behalf of the reporting person was incorrect. The correct amount of securities beneficially owned following such transaction was 202,599 shares Represents Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan. Each RSU represents a contingent right to receive one share of common stock, $0.0001 par value per share, of Reservoir Media, Inc. (the "Issuer"). The RSUs will vest in two equal installments on May 31, 2024 and May 31, 2025, respectively, subject to the Reporting Person's continued service to the Issuer on such date. /s/ Golnar Khosrowshahi, as attorney-in-fact for Rell Q. Lafargue, Jr. 2023-06-07