0001823945-21-000049.txt : 20211105 0001823945-21-000049.hdr.sgml : 20211105 20211105162137 ACCESSION NUMBER: 0001823945-21-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211103 FILED AS OF DATE: 20211105 DATE AS OF CHANGE: 20211105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polland Andrew Robert CENTRAL INDEX KEY: 0001861416 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39653 FILM NUMBER: 211384834 MAIL ADDRESS: STREET 1: C/O BLUE OWL CAPITAL INC. STREET 2: 399 PARK AVENUE, 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BLUE OWL CAPITAL INC. CENTRAL INDEX KEY: 0001823945 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 863906032 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 419-3000 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: ALTIMAR ACQUISITION CORP. DATE OF NAME CHANGE: 20200909 4 1 wf-form4_163614367464397.xml FORM 4 X0306 4 2021-11-03 0 0001823945 BLUE OWL CAPITAL INC. OWL 0001861416 Polland Andrew Robert 399 PARK AVENUE 38TH FLOOR NEW YORK NY 10022 0 1 0 0 Chief Operating Officer Class D Shares 2021-11-03 4 C 0 9455 A 248669 I See Footnotes Series E-2 Seller Earnout Units 2021-11-03 4 C 0 9455 D Class B Shares 9455.0 0 I See Footnotes Blue Owl Operating Group Units 2021-11-03 4 C 0 9455 A Class B Shares 9455.0 248669 I See Footnotes Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to indirectly receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock ("Class D Shares") and an equal number of Blue Owl Operating Group Units (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP) issuable in respect of his Series E-2 Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). The "Triggering Event" occurred on November 3, 2021, when the volume weighted average share price exceeded $15.00 per share for 20 consecutive trading days. Consists of 248,669 Class D Shares and an equal number of Blue Owl Operating Group Units held directly by Dyal Capital SLP LP ("Dyal SLP") on behalf of Mr. Polland, his spouse or one or more entities controlled by him. Mr. Polland expressly disclaims beneficial ownership of the securities held by Dyal SLP except to the extent of his pecuniary interest therein. Each Blue Owl Operating Group Unit, upon the cancellation of an equal number of Class D Shares, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock ("Class B Shares"), subject to any applicable transfer restrictions and the terms of the Exchange Agreement, dated as of May 19, 2021, or (at the election of an exchange committee of the general partner of the Blue Owl Operating Group) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. /s/ Neena A. Reddy, as Attorney-in-Fact 2021-11-05