0000899243-21-041376.txt : 20211025 0000899243-21-041376.hdr.sgml : 20211025 20211025090921 ACCESSION NUMBER: 0000899243-21-041376 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211022 FILED AS OF DATE: 20211025 DATE AS OF CHANGE: 20211025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ward Sean Jason CENTRAL INDEX KEY: 0001861779 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39653 FILM NUMBER: 211342278 MAIL ADDRESS: STREET 1: C/O BLUE OWL CAPITAL INC. STREET 2: 399 PARK AVENUE, 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BLUE OWL CAPITAL INC. CENTRAL INDEX KEY: 0001823945 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 863906032 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 419-3000 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: ALTIMAR ACQUISITION CORP. DATE OF NAME CHANGE: 20200909 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2021-10-22 2021-10-22 0 0001823945 BLUE OWL CAPITAL INC. OWL 0001861779 Ward Sean Jason 399 PARK AVENUE, 38TH FLOOR NEW YORK NY 10022 1 1 0 0 Senior Managing Director Class D common stock 2021-10-22 4 A 0 1500000 0.00 A 17986415 I See Footnotes Blue Owl Operating Group Units 2021-10-22 4 A 0 1500000 0.00 A Class B common stock 1500000 17986415 I See Footnotes Represents the issuance of Class P Units of Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle") equal to the number of Incentive Units (each of which consists of one Class P Unit of Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry"), and one Class P Unit of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings" and together with Blue Owl Carry, the "Blue Owl Operating Partnerships")) issued by the Blue Owl Operating Partnerships pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time, and held by Blue Owl Management Vehicle on behalf of the Reporting Person. The reported Incentive Units will vest upon vesting of the related Class P Units of Blue Owl Management Vehicle, which will vest in three equal installments on August 15th of 2024, 2025 and 2026, subject to continued service of the reporting person and in accordance with the applicable incentive unit grant certificate. Subject to certain conditions, the reported Incentive Units will be settled by delivery of an equal number of common units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and shares of Class D common stock of Blue Owl Capital Inc. (Continued from Footnote 2) Blue Owl Operating Group Units, upon the cancellation of an equal number of shares of Class D common stock, may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of Class B common stock, subject to any applicable transfer restrictions and the terms of the Exchange Agreement, dated as of May 19, 2021 (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. Includes 16,486,415 shares of Class D common stock and an equal number of Blue Owl Operating Group Units, which shares of Class D common stock and Blue Owl Operating Group Units are held directly by Dyal Capital SLP LP on behalf of Mr. Ward, his spouse and one or more entities controlled by him. This Form 4/A is being filed to correct the vesting schedule for the reported Incentive Units that was incorrectly reported in the Form 4 filed by the reporting person on October 22, 2021, as occurring in three equal installments on August 15th of 2022, 2023 and 2024. The correct vesting schedule as reflected herein is three equal installments on August 15th of 2024, 2025 and 2026. /s/Neena A. Reddy, Attorney-in-fact for Sean Jason Ward 2021-10-25