United States
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form
Current Report
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Item 5.07 Submission of Matters to a Vote of Security Holders.
Viveon Health Acquisition Corp., a Delaware corporation (the “Company”) held a special meeting of stockholders (the “Special Meeting”) on June 22, 2023 at 10:30 a.m. Eastern Time. The Special Meeting was held via teleconference. As of the record date of May 4, 2023, there was a total of 6,876,024 shares of common stock issued and outstanding and entitled to vote at the Special Meeting. Proxies were received for 6,795,189 shares of common stock, or approximately 98.82% of the shares issued and outstanding and entitled to vote at the Special Meeting; therefore a quorum was present. Summarized below are the results of the matters voted on at the Special Meeting.
Third Extension Proposal — The Third Extension Proposal — a proposal to amend the Company’s amended and restated certificate of incorporation, to allow the Company to (i) initially extend the date by which the Company must consummate an initial business combination up to six times, each such extension for an additional one month period, until December 31, 2023, by depositing into the trust account established in connection with the Company’s initial public offering (the “Trust Account”) the amount of $85,000 for each one-month extension until December 31, 2023, and (ii) further extend the date by which the Company must consummate an initial business combination (without seeking additional approval from the stockholders) for up to an additional three months, from January 1, 2024 to March 31, 2024, with no additional deposits to be made into the Trust Account during such period, each such extension for an additional one month period, (the “Third Extended Date”), upon one calendar day advance notice to Continental Stock Transfer & Trust Company (the “Trustee”), prior to the applicable monthly deadline, unless the closing of the proposed initial business combination with Clearday, Inc., or any potential alternative initial business combination shall have occurred prior to the Third Extended Date.
Shareholders voted to approve the Third Extension Proposal. The proposal received the following final voting results:
| For | Against | Abstain | ||||||||
| 6,790,360 | 4,829 | 0 | ||||||||
Trust Amendment Proposal — a proposal to amend the Company’s Investment Management Trust Agreement, dated as of December 22, 2020, by and between the Company and the Trustee, allowing the Company to (i) initially extend the date by which the Company must consummate an initial business combination up to six times, each such extension for an additional one month period, until December 31, 2023, by depositing into the trust account (the “Trust Account”) established in connection with the Company’s initial public offering, the amount of $85,000 for each one-month extension until December 31, 2023, and (ii) further extend the date by which the Company must consummate an initial business combination (without seeking additional approval from the stockholders) for up to an additional three months, from January 1, 2024 to March 31, 2024, each such extension for an additional one month period, with no additional deposits to be made into the Trust Account during such period from January 1, 2024 through March 31, 2024.
| For | Against | Abstain | ||||||||
| 1,786,110 | 4,829 | 0 | ||||||||
Item 8.01 Other Events
In connection with the stockholders’ vote at the Special Meeting of Stockholders held by the Company on June 22, 2023, 227,359 shares of common stock were tendered for redemption. As a result, approximately $2,498,947.09 (approximately $10.99 per share) will be removed from the Company’s Trust Account to pay such holders, without taking into account additional allocation of payments to cover any tax obligation of the Company, such as franchise taxes, but not including any excise tax, since that date. Following redemptions, the Company will have 1,617,415 shares of public common stock outstanding, and approximately $17,777,323.54 will remain in the Trust Account.
On June 27, 2023, the Company filed a third amendment to its Amended and Restated Certificate of Incorporation with the Delaware Secretary of State (the “Third Amendment”), to extend the date to consummate a business combination until the Third Extended Date, as approved by the Company’s stockholders at the Special Meeting. A copy of the as-filed Third Amendment is filed with this Current Report on Form 8-K as Exhibit 3.1.
The Company has deposited the initial payment of $85,000 in its trust account established at Continental Stock Transfer & Trust Company in connection with its initial public offering, to initially extend the date by which the Company can complete an initial business combination by one month to July 31, 2023.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits:
| Exhibit | Description | |
| 3.1 | As filed Third Amendment to the Company’s Amended and Restated Certificate of Incorporation. | |
| 104 | Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| VIVEON HEALTH ACQUISITION CORP. | ||
| Date: June 27, 2023 | By: | /s/ Jagi Gill |
| Name: | Jagi Gill | |
| Title: | Chief Executive Officer | |