8-K 1 ea139917-8k_viveon.htm CURRENT REPORT

 

United States
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

Form 8-K

Current Report
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

April 20, 2021

Date of Report (Date of earliest event reported)

Viveon Health Acquisition Corp.

(Exact Name of Registrant as Specified in its Charter)

 

Delaware   001-39827   85-2788202
(State or other jurisdiction
of incorporation)
  (Commission File Number)   (I.R.S. Employer
Identification No.)

 

c/o Gibson, Deal & Fletcher, PC

Spalding Exchange

3953 Holcomb Bridge Road

Suite 200

Norcross Georgia

  30092
(Address of Principal Executive Offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (404) 861-5393

N/A
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

  Written communications pursuant to Rule 425 under the Securities Act

 

  Soliciting material pursuant to Rule 14a-12 under the Exchange Act

 

  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

 

  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Units   VHAQ.U   NYSE American, LLC
Common Stock   VHAQ   NYSE American, LLC
Warrants   VHAQ.WS   NYSE American, LLC
Rights   VHAQ.R   NYSE American, LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 

 

 

 

 

 

Item 5.02Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

On April 20, 2021, Dr. Lishan Aklog resigned as a member of the Board of Directors of Viveon Health Acquisition Corp. (the “Company”). Dr. Aklog also resigned as a member of the Company’s Audit Committee, Nominating Committee and Compensation Committee, effective on that same date. Dr. Aklog was also Chairman of the Audit Committee. Dr. Aklog’s resignation was to pursue other personal endeavors, and not due to any disagreement with the Company on any matter relating to the Company’s operations, policies or practices.

 

The Board continues to be comprised of at least 50% independent directors, and an audit committee of at least two members as required under Section 801(h) of NYSE American LLC Company Guide. Notwithstanding the foregoing, the Board is currently in discussions with candidates to identify a new independent director to fill the vacancy on the Board created by Dr. Aklog’s resignation. The Company intends to announce such appointment as soon as it is confirmed and approved.

 

 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: April 26, 2021  
   
VIVEON HEALTH ACQUISITION CORP.  
   
By: /s/ Jagi Gill  
Name: Jagi Gill  
Title: Chief Executive Officer