0000902664-24-001105.txt : 20240206 0000902664-24-001105.hdr.sgml : 20240206 20240206163627 ACCESSION NUMBER: 0000902664-24-001105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231201 FILED AS OF DATE: 20240206 DATE AS OF CHANGE: 20240206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Workers United Canada Council CENTRAL INDEX KEY: 0002009094 ORGANIZATION NAME: STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40136 FILM NUMBER: 24600799 BUSINESS ADDRESS: STREET 1: 2800 SKYMARK AVENUE, UNIT 10A CITY: MISSISSAUGA STATE: A6 ZIP: L4W 5A7 BUSINESS PHONE: 416-510-0887 MAIL ADDRESS: STREET 1: 2800 SKYMARK AVENUE, UNIT 10A CITY: MISSISSAUGA STATE: A6 ZIP: L4W 5A7 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Southern Region Workers United/SEIU CENTRAL INDEX KEY: 0002008723 ORGANIZATION NAME: STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40136 FILM NUMBER: 24600798 BUSINESS ADDRESS: STREET 1: 1777 PHOENIX PARKWAY, SUITE 203 CITY: ATLANTA STATE: GA ZIP: 30349 BUSINESS PHONE: 770-306-8856 MAIL ADDRESS: STREET 1: 1777 PHOENIX PARKWAY, SUITE 203 CITY: ATLANTA STATE: GA ZIP: 30349 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Western States Regional Joint Board, Workers United CENTRAL INDEX KEY: 0002010099 ORGANIZATION NAME: STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40136 FILM NUMBER: 24600800 BUSINESS ADDRESS: STREET 1: 920 SOUTH ALVARADO STREET CITY: LOS ANGELES STATE: CA ZIP: 90006 BUSINESS PHONE: 213-385-0271 MAIL ADDRESS: STREET 1: 920 SOUTH ALVARADO STREET CITY: LOS ANGELES STATE: CA ZIP: 90006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rochester Regional Joint Board, Workers United CENTRAL INDEX KEY: 0002009104 ORGANIZATION NAME: STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40136 FILM NUMBER: 24600801 BUSINESS ADDRESS: STREET 1: 750 EAST AVENUE CITY: ROCHESTER STATE: NY ZIP: 14607 BUSINESS PHONE: 585-473-3280 MAIL ADDRESS: STREET 1: 750 EAST AVENUE CITY: ROCHESTER STATE: NY ZIP: 14607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Southwest Regional Joint Board, Workers United CENTRAL INDEX KEY: 0002009716 ORGANIZATION NAME: STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40136 FILM NUMBER: 24600797 BUSINESS ADDRESS: STREET 1: 3235 SOUTH CARRIER PARKWAY CITY: GRAND PRAIRIE STATE: TX ZIP: 75052 BUSINESS PHONE: 972-639-3201 MAIL ADDRESS: STREET 1: 3235 SOUTH CARRIER PARKWAY CITY: GRAND PRAIRIE STATE: TX ZIP: 75052 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Amalgamated Financial Corp. CENTRAL INDEX KEY: 0001823608 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 275 SEVENTH AVE. CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: (212) 255-6200 MAIL ADDRESS: STREET 1: 275 SEVENTH AVE. CITY: NEW YORK STATE: NY ZIP: 10001 4 1 ownership.xml X0508 4 2023-12-01 0 0001823608 Amalgamated Financial Corp. AMAL 0002009104 Rochester Regional Joint Board, Workers United 750 EAST AVENUE ROCHESTER NY 14607 0 0 1 0 0002010099 Western States Regional Joint Board, Workers United 920 SOUTH ALVARADO STREET LOS ANGELES CA 90006 0 0 1 0 0002009094 Workers United Canada Council 2800 SKYMARK AVENUE, UNIT 10A MISSISSAUGA A6 L4W 5A7 ONTARIO, CANADA 0 0 1 0 0002008723 Southern Region Workers United/SEIU 1777 PHOENIX PARKWAY, SUITE 203 ATLANTA GA 30349 0 0 1 0 0002009716 Southwest Regional Joint Board, Workers United 3235 SOUTH CARRIER PARKWAY GRAND PRAIRIE TX 75052 0 0 1 0 0 Common Stock, par value $0.01 per share (Common Stock) 2023-12-01 4 S 0 54845 21.827 D 7971505.93 D Common Stock 2023-12-06 4 S 0 5000 22.659 D 7966505.93 D Common Stock 2023-12-07 4 S 0 7402 23.00 D 7959103.93 D Common Stock 2023-12-08 4 S 0 34869 23.0163 D 7924234.93 D Common Stock 2023-12-11 4 S 0 52729 23.1165 D 7871505.93 D Common Stock 479567 D Common Stock 281583.12 D Common Stock 114600 D Common Stock 264939.14 D Common Stock 1630806.40 D Common Stock 374517.82 D Common Stock 523022 D Common Stock 132580 D Common Stock 519132.96 D Common Stock 119380 D Common Stock 27421.98 D Common Stock 149794.78 D Common Stock 4752.85 D Common Stock 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.75 to $22.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.415 to $23.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. The Form 4 filed by Workers United on March 9, 2023, reported 7,945,194.8611shares of Common Stock held by Workers United, however this understated the shares of Common Stock held by Workers United by 12,668.9178 shares of Common Stock as it did not give effect to the purchase reported on the Form 4 filed by Workers United on August 15, 2022. The number of shares of Common Stock set forth on this line includes the 12,668.9178 shares of Common Stock and reflects the accurate amount of shares of Common Stock held by Workers United after giving effect to the transaction reported on this line. On November 21, 2023, Southwest purchased 4,752.85 shares of Common Stock from NY Metropolitan (as defined below) at $21.14 per share. On August 11, 2022, NY Metropolitan sold 12,668.92 shares of Common Stock to Workers United at $23.68 per share. On November 21, 2023, NY Metropolitan sold 68,487.15 shares of Common Stock to Workers United at $21.14 per share. On November 21, 2023, NY Metropolitan sold 4,752.85 shares of Common Stock to Southwest at $21.14 per share. Reflects securities directly owned by Workers United. Reflects securities directly owned by Chicago & Midwest Regional Joint Board, Workers United ("Chicago & Midwest"). Reflects securities directly owned by Laundry, Distribution & Food Service Joint Board, Workers United ("Laundry, Distribution & Food Service"). Reflects securities directly owned by Local 50, Workers United ("Local 50"). Reflects securities directly owned by Mid-Atlantic Regional Joint Board, Workers United ("Mid-Atlantic Regional"). Reflects securities directly owned by New York-New Jersey Regional Joint Board, Workers United ("New York-New Jersey Regional"). Reflect securities directly owned by Pennsylvania Joint Board Workers United, SEIU ("Pennsylvania Joint Board"). Reflects securities directly owned by Philadelphia Joint Board, Workers United ("Philadelphia Joint Board"). Reflects securities directly owned by Rochester Regional Joint Board Fund for the Future ("Rochester Regional Fund"). Reflects securities directly owned by Rochester Regional Joint Board, Workers United ("Rochester Workers United"). Reflects securities directly owned by Western States Regional Joint Board, Workers United ("Western States"). Reflects securities directly owned by Workers United Canada Council ("Workers United Canada"). Reflects securities directly owned by Workers United, Southern Regional Joint Board ("Southern Regional"). Reflects securities directly owned by Southwest Regional Joint Board ("Southwest"). Reflects securities directly owned by New York Metropolitan Area Joint Board, Workers United ("NY Metropolitan"). For purposes of this filing, the "Reporting Persons" means, as applicable, Workers United, Chicago & Midwest, Laundry, Distribution & Food Service, Local 50, Mid-Atlantic Regional, New York-New Jersey Regional, Pennsylvania Joint Board, Philadelphia Joint Board, Rochester Regional Fund, Rochester Workers United, Western States, Workers United Canada, Southern Regional, Southwest and NY Metropolitan. The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, any Reporting Person is the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein, if any. Information with respect to each Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Workers United disgorged to the Issuer all statutory "profits" pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, that resulted from the transactions reported herein. Each of the Reporting Persons may be deemed to be a member of a "group" for purposes of the Securities Exchange Act of 1934. Each Reporting Person disclaims beneficial ownership of any securities deemed to be owned by the group that are not directly owned by the Reporting Person. This report shall not be deemed an admission that any Reporting Person is a member of a group or the beneficial owner of any securities not directly owned by the Reporting Person. To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transaction being filed with the Securities and Exchange Commission. Rochester Regional Joint Board, Workers United By: Lynne Fox, by Power of Attorney 2024-02-06 Western States Regional Joint Board, Workers United By: Lynne Fox, by Power of Attorney 2024-02-06 Workers United Canada Council By: Lynne Fox, by Power of Attorney 2024-02-06 Workers United, Southern Regional Joint Board By: Lynne Fox, by Power of Attorney 2024-02-06 Southwest Regional Joint Board By: Billie Jean Hervey, Regional Director 2024-02-06