0001209191-23-054819.txt : 20231109 0001209191-23-054819.hdr.sgml : 20231109 20231109161517 ACCESSION NUMBER: 0001209191-23-054819 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231107 FILED AS OF DATE: 20231109 DATE AS OF CHANGE: 20231109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Slabaugh Jon CENTRAL INDEX KEY: 0001937751 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39672 FILM NUMBER: 231392619 MAIL ADDRESS: STREET 1: 1201 PENNSYLVANIA AVE NW, 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FiscalNote Holdings, Inc. CENTRAL INDEX KEY: 0001823466 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1201 PENNSYLVANIA AVENUE NW, 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202 793-5300 MAIL ADDRESS: STREET 1: 1201 PENNSYLVANIA AVENUE NW, 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20004 FORMER COMPANY: FORMER CONFORMED NAME: Duddell Street Acquisition Corp. DATE OF NAME CHANGE: 20200902 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-11-07 0 0001823466 FiscalNote Holdings, Inc. NOTE 0001937751 Slabaugh Jon C/O FISCALNOTE HOLDINGS, INC. 1201 PENNSYLVANIA AVENUE NW, 6TH FLOOR WASHINGTON DC 20004 0 1 0 0 See Remarks 1 Class A Common Stock 2023-11-07 4 S 0 3113 1.368 D 148604 D Class A Common Stock 2023-11-07 4 S 0 855 1.368 D 147749 D Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 6,250 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 14, 2023. Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 1,714 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 14, 2023. Chief Financial Officer and Senior Vice President of Corporate Development /s/ Todd Aman, Attorney-in-Fact 2023-11-09