0001209191-23-008158.txt : 20230209 0001209191-23-008158.hdr.sgml : 20230209 20230209185546 ACCESSION NUMBER: 0001209191-23-008158 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230207 FILED AS OF DATE: 20230209 DATE AS OF CHANGE: 20230209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aman Todd CENTRAL INDEX KEY: 0001939429 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39672 FILM NUMBER: 23607902 MAIL ADDRESS: STREET 1: 1201 PENNSYLVANIA AVENUE NW STREET 2: 6TH FLOOR CITY: WASHINGTON, D.C. STATE: DC ZIP: 20004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FiscalNote Holdings, Inc. CENTRAL INDEX KEY: 0001823466 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1201 PENNSYLVANIA AVENUE NW, 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202 793-5300 MAIL ADDRESS: STREET 1: 1201 PENNSYLVANIA AVENUE NW, 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20004 FORMER COMPANY: FORMER CONFORMED NAME: Duddell Street Acquisition Corp. DATE OF NAME CHANGE: 20200902 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-07 0 0001823466 FiscalNote Holdings, Inc. NOTE 0001939429 Aman Todd C/O FISCALNOTE HOLDINGS, INC. 1201 PENNSYLVANIA AVENUE NW, 6TH FLOOR WASHINGTON DC 20004 0 1 0 0 See Remarks Class A Common Stock 2023-02-07 4 A 0 27000 0.00 A 45000 D Employee Stock Options (Right to Buy) 3.60 2023-02-07 4 A 0 27000 0.00 A 2033-02-06 Class A Common Stock 27000 27000 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. These Restricted Stock Units ("RSUs") vest over three years. One-third (1/3rd) of the RSUs will vest on the one-year anniversary of February 7, 2023, with the remainder vesting ratably each fiscal quarter thereafter. These Stock Options (the "Options") vest over a four year period as follows: One-fourth (1/4th) of the Options will vest on the one-year anniversary of February 7, 2023, with the remainder vesting ratably each fiscal quarter thereafter. Senior Vice President, General Counsel and Secretary /s/ Todd Aman 2023-02-09