0001209191-23-008157.txt : 20230209 0001209191-23-008157.hdr.sgml : 20230209 20230209185439 ACCESSION NUMBER: 0001209191-23-008157 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230207 FILED AS OF DATE: 20230209 DATE AS OF CHANGE: 20230209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Slabaugh Jon CENTRAL INDEX KEY: 0001937751 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39672 FILM NUMBER: 23607898 MAIL ADDRESS: STREET 1: 1201 PENNSYLVANIA AVE NW, 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FiscalNote Holdings, Inc. CENTRAL INDEX KEY: 0001823466 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1201 PENNSYLVANIA AVENUE NW, 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202 793-5300 MAIL ADDRESS: STREET 1: 1201 PENNSYLVANIA AVENUE NW, 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20004 FORMER COMPANY: FORMER CONFORMED NAME: Duddell Street Acquisition Corp. DATE OF NAME CHANGE: 20200902 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-07 0 0001823466 FiscalNote Holdings, Inc. NOTE 0001937751 Slabaugh Jon C/O FISCALNOTE HOLDINGS, INC. 1201 PENNSYLVANIA AVENUE NW, 6TH FLOOR WASHINGTON DC 20004 0 1 0 0 See Remarks Class A Common Stock 2023-02-07 4 A 0 75000 0.00 A 177377 D Class A Common Stock 2023-02-07 4 F 0 864 3.60 D 176513 D Employee Stock Options (Right to Buy) 3.60 2023-02-07 4 A 0 25000 0.00 A 2033-02-06 Class A Common Stock 25000 25000 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs shall vest monthly ratably for twelve months on the monthly anniversary of the vesting commencement date of February 7, 2023. Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 1,714 restricted stock units. These Stock Options shall vest monthly ratably for twelve months on the monthly anniversary of the vesting commencement date of February 7, 2023. Chief Financial Officer and Senior Vice President of Corporate Development /s/ Todd Aman, Attorney-in-Fact 2023-02-09