0001209191-23-003051.txt : 20230111 0001209191-23-003051.hdr.sgml : 20230111 20230111173719 ACCESSION NUMBER: 0001209191-23-003051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230106 FILED AS OF DATE: 20230111 DATE AS OF CHANGE: 20230111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yao Gerald CENTRAL INDEX KEY: 0001937749 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39672 FILM NUMBER: 23524353 MAIL ADDRESS: STREET 1: 1201 PENNSYLVANIA AVE NW, 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FiscalNote Holdings, Inc. CENTRAL INDEX KEY: 0001823466 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1201 PENNSYLVANIA AVENUE NW, 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202 793-5300 MAIL ADDRESS: STREET 1: 1201 PENNSYLVANIA AVENUE NW, 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20004 FORMER COMPANY: FORMER CONFORMED NAME: Duddell Street Acquisition Corp. DATE OF NAME CHANGE: 20200902 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-01-06 0 0001823466 FiscalNote Holdings, Inc. NOTE 0001937749 Yao Gerald C/O FISCALNOTE HOLDINGS, INC. 1201 PENNSYLVANIA AVENUE NW, 6TH FLOOR WASHINGTON DC 20004 1 1 0 0 See Remarks Class A Common Stock 2023-01-09 4 F 0 971 6.14 D 86971 I Gerald Yao Revocable Trust, Dated January 10, 2019 Class B Common Stock 2023-01-06 5 G 0 E 14785 D 2029-07-29 Class A Common Stock 68305 68305 I Gerald Yao 2021 GRAT Class B Common Stock 2023-01-06 5 G 0 E 14785 A 2029-07-29 Class A Common Stock 1113993 1113993 I Gerald Yao Revocable Trust, dated January 10 2019 Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,742 restricted stock units. The Reporting Person is Trustee of this Trust. Shares of the Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of shares of Class A Common Stock upon the occurrence of certain events as set forth in Issuer's Certificate of Incorporation. These shares were transferred from the Gerald Yao 2021 GRAT to the Gerald Yao Revocable Trust, dated January 10, 2019 with no consideration. Chief Strategy Officer and Director /s/ Todd Aman, Attorney-in-Fact 2023-01-11