0001209191-23-003051.txt : 20230111
0001209191-23-003051.hdr.sgml : 20230111
20230111173719
ACCESSION NUMBER: 0001209191-23-003051
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230106
FILED AS OF DATE: 20230111
DATE AS OF CHANGE: 20230111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yao Gerald
CENTRAL INDEX KEY: 0001937749
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39672
FILM NUMBER: 23524353
MAIL ADDRESS:
STREET 1: 1201 PENNSYLVANIA AVE NW, 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FiscalNote Holdings, Inc.
CENTRAL INDEX KEY: 0001823466
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1201 PENNSYLVANIA AVENUE NW, 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20004
BUSINESS PHONE: 202 793-5300
MAIL ADDRESS:
STREET 1: 1201 PENNSYLVANIA AVENUE NW, 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20004
FORMER COMPANY:
FORMER CONFORMED NAME: Duddell Street Acquisition Corp.
DATE OF NAME CHANGE: 20200902
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-01-06
0
0001823466
FiscalNote Holdings, Inc.
NOTE
0001937749
Yao Gerald
C/O FISCALNOTE HOLDINGS, INC.
1201 PENNSYLVANIA AVENUE NW, 6TH FLOOR
WASHINGTON
DC
20004
1
1
0
0
See Remarks
Class A Common Stock
2023-01-09
4
F
0
971
6.14
D
86971
I
Gerald Yao Revocable Trust, Dated January 10, 2019
Class B Common Stock
2023-01-06
5
G
0
E
14785
D
2029-07-29
Class A Common Stock
68305
68305
I
Gerald Yao 2021 GRAT
Class B Common Stock
2023-01-06
5
G
0
E
14785
A
2029-07-29
Class A Common Stock
1113993
1113993
I
Gerald Yao Revocable Trust, dated January 10 2019
Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,742 restricted stock units.
The Reporting Person is Trustee of this Trust.
Shares of the Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of shares of Class A Common Stock upon the occurrence of certain events as set forth in Issuer's Certificate of Incorporation.
These shares were transferred from the Gerald Yao 2021 GRAT to the Gerald Yao Revocable Trust, dated January 10, 2019 with no consideration.
Chief Strategy Officer and Director
/s/ Todd Aman, Attorney-in-Fact
2023-01-11