0001209191-22-053191.txt : 20221007
0001209191-22-053191.hdr.sgml : 20221007
20221007183532
ACCESSION NUMBER: 0001209191-22-053191
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20221005
FILED AS OF DATE: 20221007
DATE AS OF CHANGE: 20221007
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yiu Conrad
CENTRAL INDEX KEY: 0001937691
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39672
FILM NUMBER: 221301753
MAIL ADDRESS:
STREET 1: 1201 PENNSYLVANIA AVE NW, 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FiscalNote Holdings, Inc.
CENTRAL INDEX KEY: 0001823466
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1201 PENNSYLVANIA AVENUE NW, 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20004
BUSINESS PHONE: 202 793-5300
MAIL ADDRESS:
STREET 1: 1201 PENNSYLVANIA AVENUE NW, 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20004
FORMER COMPANY:
FORMER CONFORMED NAME: Duddell Street Acquisition Corp.
DATE OF NAME CHANGE: 20200902
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-10-05
0
0001823466
FiscalNote Holdings, Inc.
NOTE
0001937691
Yiu Conrad
C/O FISCALNOTE HOLDINGS, INC.
1201 PENNSYLVANIA AVENUE NW, 6TH FLOOR
WASHINGTON
DC
20004
1
0
0
0
Class A Common Stock
1456985
I
See Footnote
Class A Common Stock
2022-10-05
4
A
0
27866
0.00
A
54215
D
The shares are beneficially owned by Skyone Capital Pty Ltd ATF AS1 GF No.11 ("SkyOne"). The Reporting Person is a director of SkyOne, which entity is the trustee of funds affiliated with and/or managed by AS1 Growth Partners Pty Ltd where the Reporting Person serves as a partner, and in such capacity may be deemed to have voting and dispositive power over such shares.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2023 annual meeting of stockholders.
/s/ Todd Aman, Attorney-in-Fact
2022-10-07
EX-24
2
poa.txt
POA DOCUMENT
LIMITED POWER OF ATTORNEY
Know all by these present, that the undersigned hereby constitutes and
appoints each of Brandon Bortner, Elena Burns, Flavio Averbug, Amir Heyat,
Nicole Corey, William Milburn and Youssef Aziz of Paul Hastings LLP ("Paul
Hastings") and Josh Resnik and Todd Aman of FiscalNote Holdings, Inc. (the
"Company") (each, an "Attorney-in-fact"), or any of them acting singly and with
full power of substitution, as the undersigned's true and lawful
attorney-in-fact to:
1. prepare, execute in the undersigned's name and on the undersigned's
behalf, and submit to the Securities and Exchange Commission (the "SEC") a Form
ID Application Acknowledgement on the Electronic Data Gathering, Analysis, and
Retrieval system ("EDGAR") of the SEC, including any amendments thereto, and any
other documents necessary or appropriate to obtain EDGAR codes and passwords
enabling the undersigned to make electronic filings with the SEC of reports
required by Sections 13(d), 13(g) or Section 16(a) of the Securities Exchange
Act of 1934, as amended (the "Exchange Act"), or any other rule or regulation of
the SEC;
2. prepare, submit, execute for, and on behalf of the undersigned, in
the undersigned's capacity as an officer, director and/or holder of 10% or more
of a registered class of securities, as applicable, of FiscalNote Holdings, Inc.
(a) Schedules 13D and 13G (and any amendments thereto) in accordance with
Sections 13(d) and 13(g) of the Exchange Act and the rules promulgated
thereunder, (b) Forms 3, 4, and 5 (and any amendments thereto) in accordance
with Section 16(a) of the Exchange Act and the rules promulgated thereunder, and
(c) any other forms or reports the undersigned may be required to file in
connection with the undersigned's ownership, acquisition, or disposition of
securities of the Company;
3. do and perform any and all acts for and on behalf of the undersigned
which may be necessary or desirable to complete and execute any such Schedule
13D, Schedule 13G, Form 3, 4, or 5, or other form or report (or any amendment
thereto), and timely file such schedule, form or report with the SEC and any
stock exchange or similar authority;
4. seek or obtain, as the undersigned's representative and on the
undersigned's behalf, information on transactions in the Company's securities
from any broker or financial institution, and the undersigned hereby authorizes
any such person to release any such information to each of the Attorneys-in-fact
and approves and ratifies any such release of information; and
5. take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such Attorney-in-fact, may be of benefit to,
in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such Attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such Attorney-in-fact may approve in such
Attorney-in-fact's discretion.
The undersigned hereby grants to each Attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as such undersigned might
or could do if personally present, with full power of substitution or
revocation, hereby ratifying and confirming all that such Attorney-in-fact, or
such Attorney-in-fact's substitute or substitutes, shall lawfully do or cause to
be done by virtue of this Power of Attorney and the rights and powers herein
granted. The undersigned acknowledges that each Attorney-in-fact, in serving in
such capacities at the request of the undersigned, is not assuming any of the
undersigned's responsibilities to comply with Section 13 and Section 16 of the
Exchange Act.
This Power of Attorney, with respect to each of the Attorneys-in-fact,
shall remain in full force and effect until the earlier of (a) the date that the
undersigned is no longer required to file Schedules 13D and 13G and Forms 3, 4,
and 5 with respect to the undersigned's beneficial ownership and transactions in
securities issued by the Company (b) with respect to the Attorney-in-fact, this
Power of Attorney is revoked by the undersigned in a signed writing delivered to
such Attorney-in-fact, or (c) the time at which such Attorney-in-fact is no
longer employed by Paul Hastings or the Company, as applicable.
IN WITNESS WHEREOF, the undersigned has executed this Limited Power of Attorney
as of February 12, 2022.
Signed and acknowledged:
By: /s/ Conrad Yiu
-----------------------------------
Name: Conrad Yiu
---------------------------------