0000950103-22-013518.txt : 20220802 0000950103-22-013518.hdr.sgml : 20220802 20220802133233 ACCESSION NUMBER: 0000950103-22-013518 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220729 FILED AS OF DATE: 20220802 DATE AS OF CHANGE: 20220802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jain Manoj CENTRAL INDEX KEY: 0001829173 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39672 FILM NUMBER: 221127936 MAIL ADDRESS: STREET 1: C/O DUDDELL STREET ACQUISITION CORP. STREET 2: 8/F PRINTING HOUSE, 6 DUDDELL STREET CITY: HONG KONG STATE: K3 ZIP: 00000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FiscalNote Holdings, Inc. CENTRAL INDEX KEY: 0001823466 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1201 PENNSYLVANIA AVENUE NW, 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202 793-5300 MAIL ADDRESS: STREET 1: 1201 PENNSYLVANIA AVENUE NW, 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20004 FORMER COMPANY: FORMER CONFORMED NAME: Duddell Street Acquisition Corp. DATE OF NAME CHANGE: 20200902 4 1 dp178253_4-jainl.xml FORM 4 X0306 4 2022-07-29 0 0001823466 FiscalNote Holdings, Inc. NOTE 0001829173 Jain Manoj C/O DUDDELL STREET ACQUISITION CORP. 8/F PRINTING HOUSE, 6 DUDDELL STREET HONG KONG K3 00000 HONG KONG 1 0 1 0 Class A Common Stock 2022-07-29 4 M 0 4325000 A 4325000 I By Duddell Street Holdings Limited Class B Ordinary Shares 0 2022-07-29 4 C 0 4325000 D Class A Common Stock 4325000 0 I By Duddell Street Holdings Limited These shares of Class A Common Stock were acquired upon the automatic conversion of the Class B ordinary shares on a one-for-one basis for no additional consideration concurrently with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated November 7, 2021, by and among Duddell Street Acquisition Corp. (now known as FiscalNote Holdings Inc., the "Issuer"), Grassroots Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and FiscalNote Holdings, Inc. (as it may be amended and/or restated from time to time (the "Business Combination Agreement")). The shares of Class A Common Stock and the converted Class B Ordinary Shares are (or were) held of record by Duddell Street Holdings Limited, a Cayman Islands limited liability company ("Holdings"). Maso Capital Offshore Limited, a Cayman Islands limited liability company ("Maso") is the sole member and manager of Holdings. Maso is beneficially owned and controlled by the Reporting Person, Sohit Khurana and Allan Finnerty, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. These Class B ordinary shares automatically converted into Class A Common Stock on a one-for-one basis for no additional consideration concurrently with the consummation of the transactions contemplated by the Business Combination Agreement. The Class B ordinary shares had no expiration date. /s/ Manoj Jain 2022-08-02