0001752724-23-236127.txt : 20231025
0001752724-23-236127.hdr.sgml : 20231025
20231025082757
ACCESSION NUMBER: 0001752724-23-236127
CONFORMED SUBMISSION TYPE: N-CEN/A
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20220831
FILED AS OF DATE: 20231025
DATE AS OF CHANGE: 20231025
EFFECTIVENESS DATE: 20231025
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIONEER CORE TRUST I
CENTRAL INDEX KEY: 0001823387
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0831
FILING VALUES:
FORM TYPE: N-CEN/A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-23613
FILM NUMBER: 231344087
BUSINESS ADDRESS:
STREET 1: 60 STATE STREET
STREET 2: 5TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617-742-7825
MAIL ADDRESS:
STREET 1: 60 STATE STREET
STREET 2: 5TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: Pioneer CoreTrust I
DATE OF NAME CHANGE: 20200902
0001823387
S000070623
Pioneer High Income Municipal Portfolio
C000224331
Pioneer High Income Municipal Portfolio
N-CEN/A
1
primary_doc.xml
X0404N-CEN/A0001752724-22-245869LIVE0001823387XXXXXXXX811-23613falsefalsefalseN-1AS000070623C000224331Pioneer Core Trust I811-2361300018233875493005BT2HPVMYZ162360 State StreetBoston02109US-MAUS617-422-4947Amundi Asset Management US, Inc.60 State StreetBoston02109617-422-4947Records related to its functions as investment adviser and administrator.The Bank of New York Mellon240 Greenwich StreetNew York102861-212-495-1784Records related to its functions as custodian and sub-administrator.Amundi Distributor US, Inc.60 State StreetBoston02109617-422-4947Records related to its functions as principal underwriter.Pioneer Core Trust I60 State StreetBoston02109617-422-4947Records related to its functions as Registrant.BNY Mellon Investment Servicing (U.S.) Inc.4400 Computer DriveWestborough01581508-871-8500Records related to its functions as shareholder servicing and transfer agent.NNN-1A1YThomas J. PernaN/ANJohn E. Baumgardner, Jr.N/ANLorraine H. MonchakN/ANCraig C. MacKay002008771NLisa M. JonesN/AYDiane DurninN/ANKenneth J. TaubesN/AYMarguerite A. PiretN/ANBenjamin M. FriedmanN/ANFred J. RicciardiN/ANJohn Malone00231403160 State StreetBoston02109-1820XXXXXXNNNNNNNAmundi Distributor US, Inc.008-41256000024497549300OSI141GCUW7776YNErnst & Young LLP00042N/ANNNNNNNPioneer High Income Municipal PortfolioS0000706235493005BT2HPVMYZ1623N100NNNNN/AN/AN/ARule 32a-4 (17 CFR 270.32a-4)Rule 18f-4 (17 CFR 270.18f-4)Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))NNNNAmundi Asset Management US, Inc.801-08255000107719GVETZ2DEF39OCQ4SSX41NBNY Mellon Investment Servicing (US) Inc.084-01761549300CFZQLI9QMJ1Z03NNYIntercontinental Exchange, Inc.5493000F4ZO33MV32P92NIHS Markit Ltd.549300HLPTRASHS0E726BMNNThe Bank of New York MellonHPFHU0OQ28E4N0NFVK49NNBank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))YBNY Mellon Investment Servicing (US) Inc.549300CFZQLI9QMJ1Z03NNYAmundi Asset Management US, Inc.GVETZ2DEF39OCQ4SSX41YNThe Bank of New York MellonHPFHU0OQ28E4N0NFVK49NYYCredit Agricole Securities (USA) Inc.008-13753000000190549300WO2DKF0Q3YMV430.00000000Amundi Distributor US, Inc.008-41256000024497549300OSI141GCUW77760.000000000.00000000UBS SECURITIES LLC008-22651000007654T6FIZBDPKLYJKFCRVK4438109240.00000000CitiGroup Global Markets Inc.008-08177000007059MBNUM2BPBDO7JBLYG310450595083.00000000NATIONAL FINANCIAL SERVICES LLC008-26740000013041549300JRHF1MHHWUAW0454896759.00000000J.P. Morgan Securities LLC008-35008000000079ZBUT11V806EZRVTWT807301231354.00000000BARCLAYS CAPITAL, INC.008-41342000019714AC28XWWI3WIBK2824319169945919.00000000BNP PARIBAS SECURITIES CORP.008-32682000015794RCNB6OTYUAMMP879YW9634998460.00000000GOLDMAN SACHS & CO. LLC008-00129000000361FOR8UP27PHTHYVLBNG30101155188.00000000Robert W. Baird & Co. Incorporated008-00497000008158549300772UJAHRD6LO5341667988.00000000JEFFERIES LLC008-1507400000234758PU97L1C0WSRCWADL48220957404.00000000MORGAN STANLEY & CO. LLC008-158690000082099R7GPTSO7KV3UQJZQ07894373566.000000001614711275.00000000N1883973634.000000000.00000000NNNNfalsefalsetruefalsefalsetrueINTERNAL CONTROL RPT
2
g1aiii_core-trust-i.htm
Report of Independent Registered Public Accounting Firm
To the Shareholders and Board of Trustees of
Pioneer Core Trust I:
In planning and performing our audit of the financial statements of Pioneer High Income Municipal Portfolio (the “Fund”) (one of the funds constituting Pioneer Core Trust I (the “Trust”)) as of and for the year ended August 31, 2022, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Trust’s internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Trust’s internal control over financial reporting. Accordingly, we express no such opinion.
The management of the Trust is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with U.S. generally accepted accounting principles. A company’s internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with U.S. generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company’s assets that could have a material effect on the financial statements.
Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Trust’s annual or interim financial statements will not be prevented or detected on a timely basis.
Our consideration of the Trust’s internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Trust’s internal control over financial reporting and its operation, including controls over safeguarding securities that we consider to be a material weakness as defined above as of August 31, 2022.
This report is intended solely for the information and use of management and the Board of Trustees of Pioneer Core Trust I, and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.
/s/ ERNST & YOUNG LLP
Boston, Massachusetts
October 28, 2022
OTHER REQUIRED INFO
3
explanatory_note_2023.htm
Form: N-CEN/A
Explanation:
This amendment is being filed to address incorrect or omitted responses from the original submission.