8-A12B 1 form8-a12b.htm

 

 

 

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-A

 

 

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR 12(g) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

 

GLOBIS ACQUISITION CORP.

(Exact Name of Registrant as Specified in Its Charter)

 

 

 

Delaware   85-2703418

(State of Incorporation

or Organization)

 

(I.R.S. Employer

Identification No.)

 

805 3rd Avenue, 15th floor

New York, New York

  10022
(Address of Principal Executive Offices)   (Zip Code)

 

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box. [X]

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box. [  ]

 

Securities Act registration statement file number to which this form relates:

333-250939

(If applicable)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

to be Registered

 

Name of Each Exchange on Which

Each Class is to be Registered

Units, each consisting of one share of Common Stock, and one Warrant to acquire one share of Common Stock   The Nasdaq Stock Market LLC
Common Stock, par value $0.0001 per share   The Nasdaq Stock Market LLC
Warrants, each warrant exercisable for one share of Common Stock at an exercise price of $11.50   The Nasdaq Stock Market LLC

 

Securities to be registered pursuant to Section 12(g) of the Act:

N/A

(Title of Class)

 

 

 

 
 

 

Item 1. Description of Registrant’s Securities to be Registered.

 

The securities to be registered hereby are the units, common stock and warrants to purchase shares of common stock of Globis Acquisition Corp. (the “Company”). The description of the units, common stock and warrants contained in the section entitled “Description of Securities” in the prospectus included in the Company’s Registration Statement on Form S-1 (File No. 333-250939) filed with the U.S. Securities and Exchange Commission on November 24, 2020, as amended from time to time (the “Registration Statement”), to which this Form 8-A relates, is incorporated herein by reference. Any form of prospectus or prospectus supplement to the Registration Statement that includes such descriptions and that is subsequently filed is also incorporated by reference herein.

 

Item 2. Exhibits.

 

The following exhibits have been filed as exhibits to the Registration Statement, as amended, and are incorporated herein by reference:

 

Exhibit No.   Description
     
3.1   Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to the Company’s Registration Statement on Form S-1 (File No. 333-250939), filed with the Securities and Exchange Commission on November 24, 2020).
     
3.2   Form of Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.2 to the Company’s Registration Statement on Form S-1/A (File No. 333-250939), filed with the Securities and Exchange Commission on December 8, 2020).
     
3.3   Amended and Restated Bylaws (incorporated by reference to Exhibit 3.3 to the Company’s Registration Statement on Form S-1/A (File No. 333-250939, filed with the Securities and Exchange Commission on November 24, 2020).
     
4.1   Specimen Unit Certificate (incorporated by reference to Exhibit 4.1 to the Company’s Registration Statement on Form S-1/A (File No. 333-250939), filed with the Securities and Exchange Commission on December 7, 2020).
     
4.2   Specimen Common Stock Certificate (incorporated by reference to Exhibit 4.2 to the Company’s Registration Statement on Form S-1/A (File No. 333-250939), filed with the Securities and Exchange Commission on December 7, 2020).
     
4.3   Specimen Warrant Certificate (incorporated by reference to Exhibit 4.3 to the Company’s Registration Statement on Form S-1/A (File No. 333-250939), filed with the Securities and Exchange Commission on December 7, 2020).
     
4.4  

Form of Warrant Agreement by and between VStock Transfer, LLC and the Company (incorporated by reference to Exhibit 4.4 to the Company’s Registration Statement on Form S-1/A (File No. 333-250939), filed with the Securities and Exchange Commission on December 8, 2020).

     
10.1   Form of Investment Management Trust Agreement by and between Wilmington Trust Company and the Company (incorporated by reference to Exhibit 10.2 to the Company’s Registration Statement on Form S-1/A (File No. 333-250939), filed with the Securities and Exchange Commission on December 7, 2020).
     
10.2   Form of Registration Rights Agreement by and between the Company, initial stockholders and sponsors (incorporated by reference to Exhibit 10.4 to the Company’s Registration Statement on Form S-1/A (File No. 333-250939), filed with the Securities and Exchange Commission on December 7, 2020).

 

 
 

 

SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

  GLOBIS ACQUISITION CORP.
     
  By: /s/ Paul Packer
    Paul Packer
    Chief Executive Officer and Chief Financial Officer

 

Dated: December 9, 2020